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Phoenix – A model-based Human Reliability Analysis methodology: Qualitative Analysis Procedure

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  • Ekanem, Nsimah J.
  • Mosleh, Ali
  • Shen, Song-Hua

Abstract

Phoenix method is an attempt to address various issues in the field of Human Reliability Analysis (HRA). Built on a cognitive human response model, Phoenix incorporates strong elements of current HRA good practices, leverages lessons learned from empirical studies, and takes advantage of the best features of existing and emerging HRA methods. Its original framework was introduced in previous publications. This paper reports on the completed methodology, summarizing the steps and techniques of its qualitative analysis phase. The methodology introduces the “Crew Response Tree†which provides a structure for capturing the context associated with Human Failure Events (HFEs), including errors of omission and commission. It also uses a team-centered version of the Information, Decision and Action cognitive model and “macro-cognitive†abstractions of crew behavior, as well as relevant findings from cognitive psychology literature and operating experience, to identify potential causes of failures and influencing factors during procedure-driven and knowledge-supported crew-plant interactions. The result is the set of identified HFEs and likely scenarios leading to each. The methodology itself is generic in the sense that it is compatible with various quantification methods, and can be adapted for use across different environments including nuclear, oil and gas, aerospace, aviation, and healthcare.

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  • Ekanem, Nsimah J. & Mosleh, Ali & Shen, Song-Hua, 2016. "Phoenix – A model-based Human Reliability Analysis methodology: Qualitative Analysis Procedure," Reliability Engineering and System Safety, Elsevier, vol. 145(C), pages 301-315.
  • Handle: RePEc:eee:reensy:v:145:y:2016:i:c:p:301-315
    DOI: 10.1016/j.ress.2015.07.009
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    References listed on IDEAS

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    1. James Chang, Y. & Bley, Dennis & Criscione, Lawrence & Kirwan, Barry & Mosleh, Ali & Madary, Todd & Nowell, Rodney & Richards, Robert & Roth, Emilie M. & Sieben, Scott & Zoulis, Antonios, 2014. "The SACADA database for human reliability and human performance," Reliability Engineering and System Safety, Elsevier, vol. 125(C), pages 117-133.
    2. Chang, Y.H.J. & Mosleh, A., 2007. "Cognitive modeling and dynamic probabilistic simulation of operating crew response to complex system accidents," Reliability Engineering and System Safety, Elsevier, vol. 92(8), pages 1041-1060.
    3. Chang, Y.H.J. & Mosleh, A., 2007. "Cognitive modeling and dynamic probabilistic simulation of operating crew response to complex system accidents," Reliability Engineering and System Safety, Elsevier, vol. 92(8), pages 1076-1101.
    4. Chang, Y.H.J. & Mosleh, A., 2007. "Cognitive modeling and dynamic probabilistic simulation of operating crew response to complex system accidents. Part 2: IDAC performance influencing factors model," Reliability Engineering and System Safety, Elsevier, vol. 92(8), pages 1014-1040.
    5. Chang, Y.H.J. & Mosleh, A., 2007. "Cognitive modeling and dynamic probabilistic simulation of operating crew response to complex system accidents. Part 4: IDAC causal model of operator problem-solving response," Reliability Engineering and System Safety, Elsevier, vol. 92(8), pages 1061-1075.
    6. Chang, Y.H.J. & Mosleh, A., 2007. "Cognitive modeling and dynamic probabilistic simulation of operating crew response to complex system accidents," Reliability Engineering and System Safety, Elsevier, vol. 92(8), pages 997-1013.
    7. Groth, Katrina M. & Mosleh, Ali, 2012. "A data-informed PIF hierarchy for model-based Human Reliability Analysis," Reliability Engineering and System Safety, Elsevier, vol. 108(C), pages 154-174.
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    11. Al-Douri, Ahmad & Levine, Camille S. & Groth, Katrina M., 2023. "Identifying human failure events (HFEs) for external hazard probabilistic risk assessment," Reliability Engineering and System Safety, Elsevier, vol. 235(C).
    12. Dhruv Pandya & Luca Podofillini & Frank Emert & Antony J Lomax & Vinh N Dang, 2018. "Developing the foundations of a cognition-based human reliability analysis model via mapping task types and performance-influencing factors: Application to radiotherapy," Journal of Risk and Reliability, , vol. 232(1), pages 3-37, February.
    13. Zhao, Yunfei & Smidts, Carol, 2021. "CMS-BN: A cognitive modeling and simulation environment for human performance assessment, part 1 — methodology," Reliability Engineering and System Safety, Elsevier, vol. 213(C).
    14. Lai, Hsueh-Yi & Chen, Chun-Hsien & Khoo, Li-Pheng & Zheng, Pai, 2019. "Unstable approach in aviation: Mental model disconnects between pilots and air traffic controllers and interaction conflicts," Reliability Engineering and System Safety, Elsevier, vol. 185(C), pages 383-391.
    15. Li, Jue & Li, Heng & Wang, Fan & Cheng, Andy S.K. & Yang, Xincong & Wang, Hongwei, 2021. "Proactive analysis of construction equipment operators’ hazard perception error based on cognitive modeling and a dynamic Bayesian network," Reliability Engineering and System Safety, Elsevier, vol. 205(C).
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    17. Liu, Peng & Lyu, Xi & Qiu, Yongping & He, Jiandong & Tong, Jiejuan & Zhao, Jun & Li, Zhizhong, 2017. "Identifying key performance shaping factors in digital main control rooms of nuclear power plants: A risk-based approach," Reliability Engineering and System Safety, Elsevier, vol. 167(C), pages 264-275.
    18. Shirley, Rachel Benish & Smidts, Carol & Zhao, Yunfei, 2020. "Development of a quantitative Bayesian network mapping objective factors to subjective performance shaping factor evaluations: An example using student operators in a digital nuclear power plant simul," Reliability Engineering and System Safety, Elsevier, vol. 194(C).
    19. Groth, Katrina M. & Smith, Reuel & Moradi, Ramin, 2019. "A hybrid algorithm for developing third generation HRA methods using simulator data, causal models, and cognitive science," Reliability Engineering and System Safety, Elsevier, vol. 191(C).
    20. Chen, Shuai & Zhang, Li & Qing, Tao, 2021. "A human reliability analysis methodology based on an extended Phoenix method for severe accidents in nuclear power plants: Qualitative analysis framework," Reliability Engineering and System Safety, Elsevier, vol. 214(C).
    21. Zwirglmaier, Kilian & Straub, Daniel & Groth, Katrina M., 2017. "Capturing cognitive causal paths in human reliability analysis with Bayesian network models," Reliability Engineering and System Safety, Elsevier, vol. 158(C), pages 117-129.
    22. Liu, Peng & Qiu, Yongping & Hu, Juntao & Tong, Jiejuan & Zhao, Jun & Li, Zhizhong, 2020. "Expert judgments for performance shaping Factors’ multiplier design in human reliability analysis," Reliability Engineering and System Safety, Elsevier, vol. 194(C).

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