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The impact of the SEC's regulation of non-GAAP disclosures

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Author Info
Heflin, Frank
Hsu, Charles
Abstract

Rules implemented by the U.S. Securities and Exchange Commission in 2003 impose additional disclosure and filing requirements on firms publicly disclosing non-GAAP earnings. We find the regulations produced (1) modest declines in the frequency of special- and other-item exclusions, (2) a decline in exclusion magnitude, (3) a modest decline in the probability disclosed earnings meet or beat forecasts, and (4) a decline in the association between returns and forecast errors. Our results suggest that, while the regulations reduced firms' use of non-GAAP disclosures to improve performance perceptions, they also reduced firms' willingness to use non-GAAP earnings to convey permanent earnings.

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File URL: http://www.sciencedirect.com/science/article/B6V87-4T3DCR5-1/2/2498e88a550277f3be2bb46a910f191d
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Publisher Info
Article provided by Elsevier in its journal Journal of Accounting and Economics.

Volume (Year): 46 (2008)
Issue (Month): 2-3 (December)
Pages: 349-365
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Handle: RePEc:eee:jaecon:v:46:y:2008:i:2-3:p:349-365

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Web page: http://www.elsevier.com/locate/jae

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Related research
Keywords: Capital markets Regulation Non-GAAP earnings Disclosure Analysts' forecasts;

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This page was last updated on 2009-12-3.


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