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Locked and crossed markets on NASDAQ and the NYSE

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Author Info
Shkilko, Andriy V.
Van Ness, Bonnie F.
Van Ness, Robert A.
Abstract

The NBBO for an average active stock is non-positive (locked or crossed) 10.58% and 4.05% of the time on, respectively, the NASDAQ and the NYSE inter-markets. Locks and crosses are frequent fleeting events that usually accompany significant price changes. Non-positive NBBOs arise because of (i) simultaneous and (ii) tardy quote updates, (iii) electronically unreachable quotes, (iv) reluctance to trade against autoquotes, (v) order transit considerations, and (vi) ECN liquidity attraction efforts. Most locks and crosses result from competitive trading practices in contemporary fragmented markets.

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File URL: http://www.sciencedirect.com/science/article/B6VHN-4NC4MF9-1/2/06e4b12efe529c33a90b443c27f45506
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Publisher Info
Article provided by Elsevier in its journal Journal of Financial Markets.

Volume (Year): 11 (2008)
Issue (Month): 3 (August)
Pages: 308-337
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Handle: RePEc:eee:finmar:v:11:y:2008:i:3:p:308-337

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Web page: http://www.elsevier.com/locate/finmar

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