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Intra- and Interindustry Effects of Bank Securities Market Activities: The Case of Discount Brokerage

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Author Info
Saunders, Anthony
Smirlock, Michael
Abstract

Despite substantial debate, there has been little empirical analysis of the economic arguments concerning commercial bank expansion into securities activities. This paper uses the stock price response of commercial banking firms and securities firms to examine the risk and return effects of the announcement of bank entry into one such activity, discount brokerage. Our findings indicate that, while bank profitability and risk were largely unaffected by such entry, securities firms experienced a significant decline in market value. These results indicate that the objection of the securities industry to bank discount brokerage expansion was largely self-motivated and that bank safety and soundness would not be imperiled by such expansions.

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File URL: http://journals.cambridge.org/abstract_S0022109000012783
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Publisher Info
Article provided by Cambridge University Press in its journal Journal of Financial and Quantitative Analysis.

Volume (Year): 22 (1987)
Issue (Month): 04 (December)
Pages: 467-482
Download reference. The following formats are available: HTML (with abstract), plain text (with abstract), BibTeX, RIS (EndNote, RefMan, ProCite), ReDIF
Handle: RePEc:cup:jfinqa:v:22:y:1987:i:04:p:467-482_01

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  1. Philip E. Strahan & Amir Sufi, 2001. "Expansion of bank powers: who gains the most?," Proceedings, Federal Reserve Bank of Chicago, issue May, pages 682-698.
  2. Kenneth A. Carow & Edward J. Kane, 2001. "Event-Study Evidence of the Value of Relaxing Longstanding Regulatory Restraints on Banks, 1970-2000," NBER Working Papers 8594, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
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