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A Simple Model Allowing Modification of the Effect of a Randomized Intervention by Post-Randomization Variables

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  • Faerber Jennifer A.

    (Children’s Hospital of Philadelphia, 3535 Market Street, 15th floor, Philadelphia, PA 19104, USA)

  • Joffe Marshall M.

    (Department of Biostatistics and Epidemiology, Perlman School of Medicine, University of Pennsylvania, Blockley Hall, 6th floor 423 Guardian Drive, Philadelphia, PA 19104, USA)

  • Small Dylan S.

    (Department of Statistics, The Wharton School, University of Pennsylvania,400 Huntsman Hall, Philadelphia, PA 19104, USA)

  • Zhang Rongmei

    (Food and Drug Administration, 10903 New Hampshire Ave, Silver Spring, MD, USA)

  • Brown Gregory K.

    (Department of Psychiatry, Perlman School of Medicine, University of Pennsylvania; 3535 Market Street, Philadelphia, PA 19104, USA)

  • Ten Have Thomas R.

    (Department of Biostatistics and Epidemiology, University of Pennsylvania, Philadelphia, PA 19104, USA)

Abstract

We address several questions relating to the use of standard regression and Structural Nested Mean Model (SNMM) approach (e. g., Ten Have et al. 2007) to analyze post-randomization effect modifiers of the intent-to-treat effect of a randomized intervention on a subsequent outcome, which has not been well examined. We show through simulations that the SNMM performs better with respect to bias of estimates of the intervention and interaction effects than does the corresponding standard interaction approach when the baseline intervention is randomized and the post-randomization factors are subject to confounding, and even when there is no association between the intervention and effect modifier. However, causal inference under the SNMM makes untestable assumptions that the causal contrasts do not vary across observed levels of the intervention and post-randomization factor. In addition, the precision of the SNMM-based estimators depends on the effect of the randomized intervention on the post-randomization factor varying across baseline covariate combinations. These issues and methods are illustrated with the application of the standard and causal methods to a randomized cognitive therapy (CT) trial, for which there is a conceptual model of negative cognitive styles or distortions impacted by CT but then in turn modifying the effect of CT on subsequent suicide ideation and social problem solving outcomes.

Suggested Citation

  • Faerber Jennifer A. & Joffe Marshall M. & Small Dylan S. & Zhang Rongmei & Brown Gregory K. & Ten Have Thomas R., 2017. "A Simple Model Allowing Modification of the Effect of a Randomized Intervention by Post-Randomization Variables," Journal of Causal Inference, De Gruyter, vol. 5(2), pages 1-16, September.
  • Handle: RePEc:bpj:causin:v:5:y:2017:i:2:p:16:n:1
    DOI: 10.1515/jci-2015-0016
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    References listed on IDEAS

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    1. James Robins & Andrea Rotnitzky, 2004. "Estimation of treatment effects in randomised trials with non-compliance and a dichotomous outcome using structural mean models," Biometrika, Biometrika Trust, vol. 91(4), pages 763-783, December.
    2. Jeffrey M Wooldridge, 2010. "Econometric Analysis of Cross Section and Panel Data," MIT Press Books, The MIT Press, edition 2, volume 1, number 0262232588, December.
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