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Return-Volume Dependence and Extremes in International Equity Markets

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Author Info
Terry A. Marsh
Niklas Wagner

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Abstract

This paper reconsiders return-volume dependence for the U.S. and six international equity markets. We contribute to previous work by proposing surprise volume as a new proxy for private information flow and apply extreme value theory in studying dependence for large volume and return, i.e. under situations of market stress. Results from a GARCH-M model indicate that surprise volume is superior in explaining conditional variance and reveals a positive market risk premium. Under conditions of market stress, the return-volume dependence is weaker, albeit mostly significant. The results for the U.S. market are most pronounced in that surprise volume explains ARCH- as well as leverage- effects and, under market stress, the return-volume dependence remains significant and symmetric. For the European and Asian markets, however, the dependence is weaker with asymmetry under market stress, i.e. small minimal returns show lower volume dependence than large maximal returns. We argue that our results are more consistent with a Gennotte and Leland (1990) misinterpretation hypothesis for market crashes than with cascade or behavioral explanations which associate high volume with steep price declines.

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Paper provided by EconWPA in its series Finance with number 0401007.

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Date of creation: 30 Jan 2004
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Handle: RePEc:wpa:wuwpfi:0401007

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Web page: http://129.3.20.41

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Related research
Keywords: trading volume; return-volume dependence; mixture of distributions hypothesis; extreme returns; bivariate extremal dependence; market crashes;

Find related papers by JEL classification:
C13 - Mathematical and Quantitative Methods - - Econometric and Statistical Methods: General - - - Estimation
G10 - Financial Economics - - General Financial Markets - - - General (includes Measurement and Data)
G15 - Financial Economics - - General Financial Markets - - - International Financial Markets

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  1. Rockinger, M. & Jondeau, E., 2001. "Conditional Dependency of Financial Series: An Application of Copulas," Documents de Travail 82, Banque de France. [Downloadable!]
  2. POON, Ser-Huang & ROCKINGER, Michael & TAWN, Jonathan, 2001. "New Extreme-Value Dependance Measures and Finance Applications," Les Cahiers de Recherche 719, HEC Paris. [Downloadable!]
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