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An Integrated Approach to Oversight Assessment for Emerging Technologies

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  • Jennifer Kuzma
  • Jordan Paradise
  • Gurumurthy Ramachandran
  • Jee‐Ae Kim
  • Adam Kokotovich
  • Susan M. Wolf

Abstract

Analysis of oversight systems is often conducted from a single disciplinary perspective and by using a limited set of criteria for evaluation. In this article, we develop an approach that blends risk analysis, social science, public administration, legal, public policy, and ethical perspectives to develop a broad set of criteria for assessing oversight systems. Multiple methods, including historical analysis, expert elicitation, and behavioral consensus, were employed to develop multidisciplinary criteria for evaluating oversight of emerging technologies. Sixty‐six initial criteria were identified from extensive literature reviews and input from our Working Group. Criteria were placed in four categories reflecting the development, attributes, evolution, and outcomes of oversight systems. Expert elicitation, consensus methods, and multidisciplinary review of the literature were used to refine a condensed, operative set of criteria. Twenty‐eight criteria resulted spanning four categories: seven development criteria, 15 attribute criteria, five outcome criteria, and one evolution criterion. These criteria illuminate how oversight systems develop, operate, change, and affect society. We term our approach “integrated oversight assessment” and propose its use as a tool for analyzing relationships among features, outcomes, and tradeoffs of oversight systems. Comparisons among historical case studies of oversight using a consistent set of criteria should result in defensible and evidence‐supported lessons to guide the development of oversight systems for emerging technologies, such as nanotechnology.

Suggested Citation

  • Jennifer Kuzma & Jordan Paradise & Gurumurthy Ramachandran & Jee‐Ae Kim & Adam Kokotovich & Susan M. Wolf, 2008. "An Integrated Approach to Oversight Assessment for Emerging Technologies," Risk Analysis, John Wiley & Sons, vol. 28(5), pages 1197-1220, October.
    • Handle: RePEc:wly:riskan:v:28:y:2008:i:5:p:1197-1220
    DOI: 10.1111/j.1539-6924.2008.01086.x
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    Cited by:

    1. Jennifer Kuzma & Susanna Priest, 2010. "Nanotechnology, Risk, and Oversight: Learning Lessons from Related Emerging Technologies," Risk Analysis, John Wiley & Sons, vol. 30(11), pages 1688-1698, November.
    2. Mark Philbrick, 2010. "An Anticipatory Governance Approach to Carbon Nanotubes," Risk Analysis, John Wiley & Sons, vol. 30(11), pages 1708-1722, November.
    3. Benjamin Trump & Christopher Cummings & Jennifer Kuzma & Igor Linkov, 2018. "A decision analytic model to guide early‐stage government regulatory action: Applications for synthetic biology," Regulation & Governance, John Wiley & Sons, vol. 12(1), pages 88-100, March.
    4. Igor Linkov & Benjamin D. Trump & Elke Anklam & David Berube & Patrick Boisseasu & Christopher Cummings & Scott Ferson & Marie-Valentine Florin & Bernard Goldstein & Danail Hristozov & Keld Alstrup Je, 2018. "Comparative, collaborative, and integrative risk governance for emerging technologies," Environment Systems and Decisions, Springer, vol. 38(2), pages 170-176, June.

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