IDEAS home Printed from https://ideas.repec.org/a/spr/nathaz/v63y2012i2p325-347.html
   My bibliography  Save this article

Social vulnerability indices: a comparative assessment using uncertainty and sensitivity analysis

Author

Listed:
  • Eric Tate

Abstract

Social vulnerability indices have emerged over the past decade as quantitative measures of the social dimensions of natural hazards vulnerability. But how reliable are the index rankings? Validation of indices with external reference data has posed a persistent challenge in large part because social vulnerability is multidimensional and not directly observable. This article applies global sensitivity analyses to internally validate the methods used in the most common social vulnerability index designs: deductive, hierarchical, and inductive. Uncertainty analysis is performed to assess the robustness of index ranks when reasonable alternative index configurations are modeled. The hierarchical design was found to be the most accurate, while the inductive model was the most precise. Sensitivity analysis is employed to understand which decisions in the vulnerability index construction process have the greatest influence on the stability of output rankings. The deductive index ranks are found to be the most sensitive to the choice of transformation method, hierarchical models to the selection of weighting scheme, and inductive indices to the indicator set and scale of analysis. Specific recommendations for each stage of index construction are provided so that the next generation of social vulnerability indices can be developed with a greater degree of transparency, robustness, and reliability. Copyright Springer Science+Business Media B.V. 2012

Suggested Citation

  • Eric Tate, 2012. "Social vulnerability indices: a comparative assessment using uncertainty and sensitivity analysis," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 63(2), pages 325-347, September.
  • Handle: RePEc:spr:nathaz:v:63:y:2012:i:2:p:325-347
    DOI: 10.1007/s11069-012-0152-2
    as

    Download full text from publisher

    File URL: http://hdl.handle.net/10.1007/s11069-012-0152-2
    Download Restriction: Access to full text is restricted to subscribers.

    File URL: https://libkey.io/10.1007/s11069-012-0152-2?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Nathan Wood & Christopher Burton & Susan Cutter, 2010. "Community variations in social vulnerability to Cascadia-related tsunamis in the U.S. Pacific Northwest," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 52(2), pages 369-389, February.
    2. Saltelli A. & Tarantola S., 2002. "On the Relative Importance of Input Factors in Mathematical Models: Safety Assessment for Nuclear Waste Disposal," Journal of the American Statistical Association, American Statistical Association, vol. 97, pages 702-709, September.
    3. George Clark & Susanne Moser & Samuel Ratick & Kirstin Dow & William Meyer & Srinivas Emani & Weigen Jin & Jeanne Kasperson & Roger Kasperson & Harry Schwarz, 1998. "Assessing the Vulnerability of Coastal Communities to Extreme Storms: The Case of Revere, MA., USA," Mitigation and Adaptation Strategies for Global Change, Springer, vol. 3(1), pages 59-82, January.
    4. Milorad Kovacevic & Clara García Aguña, 2010. "Uncertainty and Sensitivity Analysis of the Human Development Index," Human Development Research Papers (2009 to present) HDRP-2010-47, Human Development Report Office (HDRO), United Nations Development Programme (UNDP).
    5. José Manuel de Oliveira Mendes, 2009. "Social vulnerability indexes as planning tools: beyond the preparedness paradigm," Journal of Risk Research, Taylor & Francis Journals, vol. 12(1), pages 43-58, January.
    6. Xu, Chonggang & Gertner, George Zdzislaw, 2008. "A general first-order global sensitivity analysis method," Reliability Engineering and System Safety, Elsevier, vol. 93(7), pages 1060-1071.
    7. Cherchye, Laurens & Knox Lovell, C.A. & Moesen, Wim & Van Puyenbroeck, Tom, 2007. "One market, one number? A composite indicator assessment of EU internal market dynamics," European Economic Review, Elsevier, vol. 51(3), pages 749-779, April.
    8. Susan L. Cutter & Bryan J. Boruff & W. Lynn Shirley, 2003. "Social Vulnerability to Environmental Hazards," Social Science Quarterly, Southwestern Social Science Association, vol. 84(2), pages 242-261, June.
    9. Lisa Rygel & David O’sullivan & Brent Yarnal, 2006. "A Method for Constructing a Social Vulnerability Index: An Application to Hurricane Storm Surges in a Developed Country," Mitigation and Adaptation Strategies for Global Change, Springer, vol. 11(3), pages 741-764, May.
    10. Patil, Vivek H. & Singh, Surendra N. & Mishra, Sanjay & Todd Donavan, D., 2008. "Efficient theory development and factor retention criteria: Abandon the `eigenvalue greater than one' criterion," Journal of Business Research, Elsevier, vol. 61(2), pages 162-170, February.
    Full references (including those not matched with items on IDEAS)

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Daminda Solangaarachchi & Amy Griffin & Michael Doherty, 2012. "Social vulnerability in the context of bushfire risk at the urban-bush interface in Sydney: a case study of the Blue Mountains and Ku-ring-gai local council areas," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 64(2), pages 1873-1898, November.
    2. Mohsen Alizadeh & Esmaeil Alizadeh & Sara Asadollahpour Kotenaee & Himan Shahabi & Amin Beiranvand Pour & Mahdi Panahi & Baharin Bin Ahmad & Lee Saro, 2018. "Social Vulnerability Assessment Using Artificial Neural Network (ANN) Model for Earthquake Hazard in Tabriz City, Iran," Sustainability, MDPI, vol. 10(10), pages 1-23, September.
    3. Cibele Oliveira Lima & Jarbas Bonetti, 2020. "Bibliometric analysis of the scientific production on coastal communities’ social vulnerability to climate change and to the impact of extreme events," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 102(3), pages 1589-1610, July.
    4. Seth E. Spielman & Joseph Tuccillo & David C. Folch & Amy Schweikert & Rebecca Davies & Nathan Wood & Eric Tate, 2020. "Evaluating social vulnerability indicators: criteria and their application to the Social Vulnerability Index," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 100(1), pages 417-436, January.
    5. Mar Llorente-Marrón & Montserrat Díaz-Fernández & Paz Méndez-Rodríguez & Rosario González Arias, 2020. "Social Vulnerability, Gender and Disasters. The Case of Haiti in 2010," Sustainability, MDPI, vol. 12(9), pages 1-21, April.
    6. Jonathan W. F. Remo & Nicholas Pinter & Moe Mahgoub, 2016. "Assessing Illinois’s flood vulnerability using Hazus-MH," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 81(1), pages 265-287, March.
    7. Ibolya Török, 2018. "Qualitative Assessment of Social Vulnerability to Flood Hazards in Romania," Sustainability, MDPI, vol. 10(10), pages 1-20, October.
    8. Juri Kim & Tae-Hyoung Tommy Gim, 2020. "Assessment of social vulnerability to floods on Java, Indonesia," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 102(1), pages 101-114, May.
    9. Esfandiar Zebardast, 2013. "Constructing a social vulnerability index to earthquake hazards using a hybrid factor analysis and analytic network process (F’ANP) model," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 65(3), pages 1331-1359, February.
    10. Amanullah Mengal & Katsuichiro Goda & Muhammad Ashraf & Ghulam Murtaza, 2021. "Social vulnerability to seismic-tsunami hazards in district Gwadar, Balochistan, Pakistan," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 108(1), pages 1159-1181, August.
    11. Tiodora Siagian & Purhadi Purhadi & Suhartono Suhartono & Hamonangan Ritonga, 2014. "Social vulnerability to natural hazards in Indonesia: driving factors and policy implications," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 70(2), pages 1603-1617, January.
    12. Jonathan Remo & Nicholas Pinter & Moe Mahgoub, 2016. "Assessing Illinois’s flood vulnerability using Hazus-MH," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 81(1), pages 265-287, March.
    13. D. Yoon, 2012. "Assessment of social vulnerability to natural disasters: a comparative study," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 63(2), pages 823-843, September.
    14. Fischer, Alexandra Paige, 2018. "Pathways of adaptation to external stressors in coastal natural-resource-dependent communities: Implications for climate change," World Development, Elsevier, vol. 108(C), pages 235-248.
    15. Daystar Babanawo & Precious Agbeko D. Mattah & Samuel K. M. Agblorti & Emmanuel K. Brempong & Memuna Mawusi Mattah & Denis Worlanyo Aheto, 2022. "Local Indicator-Based Flood Vulnerability Indices and Predictors of Relocation in the Ketu South Municipal Area of Ghana," Sustainability, MDPI, vol. 14(9), pages 1-26, May.
    16. Elia A Machado & Samuel Ratick, 2018. "Implications of indicator aggregation methods for global change vulnerability reduction efforts," Mitigation and Adaptation Strategies for Global Change, Springer, vol. 23(7), pages 1109-1141, October.
    17. Hao-Tang Jhan & Rhoda Ballinger & Azmath Jaleel & Kuo-Huan Ting, 2020. "Development and application of a Socioeconomic Vulnerability Indicator Framework (SVIF) for Local Climate Change Adaptation in Taiwan," Sustainability, MDPI, vol. 12(4), pages 1-27, February.
    18. Gabrielle Linscott & Andrea Rishworth & Brian King & Mikael P. Hiestand, 2022. "Uneven experiences of urban flooding: examining the 2010 Nashville flood," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 110(1), pages 629-653, January.
    19. Sarah Stafford & Jeremy Abramowitz, 2017. "An analysis of methods for identifying social vulnerability to climate change and sea level rise: a case study of Hampton Roads, Virginia," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 85(2), pages 1089-1117, January.
    20. Mrittika Basu & Satoshi Hoshino & Shizuka Hashimoto, 2016. "A pragmatic analysis of water supply and demand, and adaptive capacity in rural areas: development of Rural Water Insecurity Index," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 81(1), pages 447-466, March.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:spr:nathaz:v:63:y:2012:i:2:p:325-347. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Sonal Shukla or Springer Nature Abstracting and Indexing (email available below). General contact details of provider: http://www.springer.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.