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A new privacy-protecting survey design for multichotomous sensitive variables

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  • Heiko Groenitz

Abstract

In this paper, we propose the diagonal model (DM), a survey technique for multicategorical sensitive variables. The DM is a nonrandomized response method; that is, the DM avoids the use of any randomization device. Thus, both survey complexity and study costs are reduced. The DM does not require that at least one outcome of the sensitive variable is nonsensitive. Thus, the model can even be applied to characteristics like income which are sensitive as a whole. We describe the maximum likelihood estimation for the distribution of the sensitive variable and show that the EM algorithm is beneficial to calculate the estimates. Subsequently, we present asymptotic as well as bootstrap confidence intervals. Applying properties of circulant matrices, we show the connection between efficiency loss and the degree of privacy protection (DPP). Here, we prove that the efficiency loss has a lower bound that depends on the DPP. Moreover, for any desired DPP, we derive model parameters that ensure the largest possible efficiency. Copyright Springer-Verlag 2014

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  • Heiko Groenitz, 2014. "A new privacy-protecting survey design for multichotomous sensitive variables," Metrika: International Journal for Theoretical and Applied Statistics, Springer, vol. 77(2), pages 211-224, February.
    • Handle: RePEc:spr:metrik:v:77:y:2014:i:2:p:211-224
    DOI: 10.1007/s00184-012-0406-8
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    References listed on IDEAS

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    1. Tan, Ming T. & Tian, Guo-Liang & Tang, Man-Lai, 2009. "Sample Surveys With Sensitive Questions: A Nonrandomized Response Approach," The American Statistician, American Statistical Association, vol. 63(1), pages 9-16.
    2. Jun-Wu Yu & Guo-Liang Tian & Man-Lai Tang, 2008. "Two new models for survey sampling with sensitive characteristic: design and analysis," Metrika: International Journal for Theoretical and Applied Statistics, Springer, vol. 67(3), pages 251-263, April.
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    Cited by:

    1. Shen-Ming Lee & Phuoc-Loc Tran & Truong-Nhat Le & Chin-Shang Li, 2023. "Prediction of a Sensitive Feature under Indirect Questioning via Warner’s Randomized Response Technique and Latent Class Model," Mathematics, MDPI, vol. 11(2), pages 1-21, January.
    2. Pei-Chieh Chang & Kim-Hung Pho & Shen-Ming Lee & Chin-Shang Li, 2021. "Estimation of parameters of logistic regression for two-stage randomized response technique," Computational Statistics, Springer, vol. 36(3), pages 2111-2133, September.
    3. Groenitz, Heiko, 2016. "A covariate nonrandomized response model for multicategorical sensitive variables," Computational Statistics & Data Analysis, Elsevier, vol. 103(C), pages 124-138.
    4. Andreas Lagerås & Mathias Lindholm, 2020. "How to ask sensitive multiple‐choice questions," Scandinavian Journal of Statistics, Danish Society for Theoretical Statistics;Finnish Statistical Society;Norwegian Statistical Association;Swedish Statistical Association, vol. 47(2), pages 397-424, June.
    5. Truong-Nhat Le & Shen-Ming Lee & Phuoc-Loc Tran & Chin-Shang Li, 2023. "Randomized Response Techniques: A Systematic Review from the Pioneering Work of Warner (1965) to the Present," Mathematics, MDPI, vol. 11(7), pages 1-26, April.
    6. Guo-Liang Tian, 2014. "A new non-randomized response model: The parallel model," Statistica Neerlandica, Netherlands Society for Statistics and Operations Research, vol. 68(4), pages 293-323, November.

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