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More pessimism than greediness: a characterization of monotone risk aversion in the rank-dependent expected utility model

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Alain Chateauneuf ()
Michéle Cohen ()
Isaac Meilijson ()

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Abstract

This paper studies monotone risk aversion, the aversion to monotone, mean-preserving increase in risk (Quiggin [21]), in the Rank Dependent Expected Utility (RDEU) model. This model replaces expected utility by another functional, characterized by two functions, a utility function u in conjunction with a probability-perception function f. Monotone mean-preserving increases in risk are closely related to the notion of comparative dispersion introduced by Bickel and Lehmann [3,4] in Non-parametric Statistics. We present a characterization of the pairs (u,f) of monotone risk averse decision makers, based on an index of greediness G u of the utility function u and an index of pessimism P f of the probability perception function f: the decision maker is monotone risk averse if and only if $P_f\ge G_u$ . The index of greediness (non-concavity) of u is the supremum of $u^{\prime}(x)/u^{\prime}(y)$ taken over $y\leq x$ . The index of pessimism of f is the infimum of ${\frac{{1-f(v)}}{{1-v}}}/ {\frac{{f(v)}}{{v}}}$ taken over 0 > v > 1. Thus, $G_{u}\geq 1$ , with G u =1 iff u is concave. If $P_{f}\geq G_{u}$ then $P_{f}\geq 1$ , i.e., f is majorized by the identity function. Since P f =1 for Expected Utility maximizers, $P_{f}\geq G_{u}$ forces u to be concave in this case; thus, the characterization of risk aversion as $P_{f}\geq G_{u}$ is a direct generalization from EU to RDEU. A novel element is that concavity of u is not necessary. In fact, u must be concave only if P f =1. Copyright Springer-Verlag Berlin/Heidelberg 2005

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Publisher Info
Article provided by Springer in its journal Economic Theory.

Volume (Year): 25 (2005)
Issue (Month): 3 (04)
Pages: 649-667
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Handle: RePEc:spr:joecth:v:25:y:2005:i:3:p:649-667

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Related research
Keywords: Risk aversion; Pessimism; Greediness; Rank-dependent expected utility.;

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References listed on IDEAS
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  1. Yaari, Menahem E, 1987. "The Dual Theory of Choice under Risk," Econometrica, Econometric Society, vol. 55(1), pages 95-115, January. [Downloadable!] (restricted)
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Cited by:
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  1. Jordi Caballe & Joan Ma. Esteban, 2002. "Stochastic Dominance and Absolute Risk Aversion," UFAE and IAE Working Papers 506.02, Unitat de Fonaments de l'Anàlisi Econòmica (UAB) and Institut d'Anàlisi Econòmica (CSIC). [Downloadable!]
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  2. Grant, S. & Quiggin, J., 2001. "A model-free definition of increasing uncertainty," Discussion Paper 84, Tilburg University, Center for Economic Research. [Downloadable!]
  3. Jürgen Eichberger & David Kelsey, 2007. "Ambiguity," Working Papers 0448, University of Heidelberg, Department of Economics, revised Jul 2007. [Downloadable!]
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