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A Cubature Particle Filter Algorithm to Estimate the State of the Charge of Lithium-Ion Batteries Based on a Second-Order Equivalent Circuit Model

Author

Listed:
  • Bizhong Xia

    (Division of Advanced Manufacturing, Graduate School at Shenzhen, Tsinghua University, Shenzhen 518055, China)

  • Zhen Sun

    (Division of Advanced Manufacturing, Graduate School at Shenzhen, Tsinghua University, Shenzhen 518055, China)

  • Ruifeng Zhang

    (Division of Advanced Manufacturing, Graduate School at Shenzhen, Tsinghua University, Shenzhen 518055, China)

  • Zizhou Lao

    (Division of Advanced Manufacturing, Graduate School at Shenzhen, Tsinghua University, Shenzhen 518055, China)

Abstract

The state of charge ( SOC ) is the residual capacity of a battery. The SOC value indicates the mileage endurance, and an accurate SOC value is required to ensure the safe use of the battery to prevent over- and over-discharging. However, unlike size and weight, battery power is not easily determined. As a consequence, we can only estimate the SOC value based on the external characteristics of the battery. In this paper, a cubature particle filter (CPF) based on the cubature Kalman filter (CKF) and the particle filter (PF) is presented for accurate and reliable SOC estimation. The CPF algorithm combines the CKF and PF algorithms to generate a suggested density function for the PF algorithm based on the CKF. The second-order resistor-capacitor (RC) equivalent circuit model was used to approximate the dynamic performance of the battery, and the model parameters were identified by fitting. A dynamic stress test (DST) was used to separately estimate the accuracy and robustness of the CKF and the CPF algorithms. The experimental results show that the CPF algorithm exhibited better accuracy and robustness than the CKF algorithm.

Suggested Citation

  • Bizhong Xia & Zhen Sun & Ruifeng Zhang & Zizhou Lao, 2017. "A Cubature Particle Filter Algorithm to Estimate the State of the Charge of Lithium-Ion Batteries Based on a Second-Order Equivalent Circuit Model," Energies, MDPI, vol. 10(4), pages 1-15, April.
  • Handle: RePEc:gam:jeners:v:10:y:2017:i:4:p:457-:d:94729
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    References listed on IDEAS

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    2. Muhammad Umair Ali & Amad Zafar & Sarvar Hussain Nengroo & Sadam Hussain & Muhammad Junaid Alvi & Hee-Je Kim, 2019. "Towards a Smarter Battery Management System for Electric Vehicle Applications: A Critical Review of Lithium-Ion Battery State of Charge Estimation," Energies, MDPI, vol. 12(3), pages 1-33, January.
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    4. Bizhong Xia & Zhen Sun & Ruifeng Zhang & Deyu Cui & Zizhou Lao & Wei Wang & Wei Sun & Yongzhi Lai & Mingwang Wang, 2017. "A Comparative Study of Three Improved Algorithms Based on Particle Filter Algorithms in SOC Estimation of Lithium Ion Batteries," Energies, MDPI, vol. 10(8), pages 1-14, August.
    5. Bizhong Xia & Rui Huang & Zizhou Lao & Ruifeng Zhang & Yongzhi Lai & Weiwei Zheng & Huawen Wang & Wei Wang & Mingwang Wang, 2018. "Online Parameter Identification of Lithium-Ion Batteries Using a Novel Multiple Forgetting Factor Recursive Least Square Algorithm," Energies, MDPI, vol. 11(11), pages 1-19, November.
    6. Linghu, Jinqing & Kang, Longyun & Liu, Ming & Luo, Xuan & Feng, Yuanbin & Lu, Chusheng, 2019. "Estimation for state-of-charge of lithium-ion battery based on an adaptive high-degree cubature Kalman filter," Energy, Elsevier, vol. 189(C).
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    8. Giuseppe Di Luca & Gabriele Di Blasio & Alfredo Gimelli & Daniela Anna Misul, 2023. "Review on Battery State Estimation and Management Solutions for Next-Generation Connected Vehicles," Energies, MDPI, vol. 17(1), pages 1-34, December.
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    10. Ruifeng Zhang & Bizhong Xia & Baohua Li & Libo Cao & Yongzhi Lai & Weiwei Zheng & Huawen Wang & Wei Wang, 2018. "State of the Art of Lithium-Ion Battery SOC Estimation for Electrical Vehicles," Energies, MDPI, vol. 11(7), pages 1-36, July.
    11. Muhammed Samil Yesilyurt & Huseyin Ayhan Yavasoglu, 2023. "An All-Vanadium Redox Flow Battery: A Comprehensive Equivalent Circuit Model," Energies, MDPI, vol. 16(4), pages 1-14, February.
    12. Jinqing Linghu & Longyun Kang & Ming Liu & Bihua Hu & Zefeng Wang, 2019. "An Improved Model Equation Based on a Gaussian Function Trinomial for State of Charge Estimation of Lithium-ion Batteries," Energies, MDPI, vol. 12(7), pages 1-15, April.
    13. Zizhou Lao & Bizhong Xia & Wei Wang & Wei Sun & Yongzhi Lai & Mingwang Wang, 2018. "A Novel Method for Lithium-Ion Battery Online Parameter Identification Based on Variable Forgetting Factor Recursive Least Squares," Energies, MDPI, vol. 11(6), pages 1-15, May.
    14. Victor Pizarro-Carmona & Marcelo Cortés-Carmona & Rodrigo Palma-Behnke & Williams Calderón-Muñoz & Marcos E. Orchard & Pablo A. Estévez, 2019. "An Optimized Impedance Model for the Estimation of the State-of-Charge of a Li-Ion Cell: The Case of a LiFePO 4 (ANR26650)," Energies, MDPI, vol. 12(4), pages 1-16, February.
    15. Wang, Yujie & Tian, Jiaqiang & Sun, Zhendong & Wang, Li & Xu, Ruilong & Li, Mince & Chen, Zonghai, 2020. "A comprehensive review of battery modeling and state estimation approaches for advanced battery management systems," Renewable and Sustainable Energy Reviews, Elsevier, vol. 131(C).
    16. Ahmed, Mostafa Shaban & Raihan, Sheikh Arif & Balasingam, Balakumar, 2020. "A scaling approach for improved state of charge representation in rechargeable batteries," Applied Energy, Elsevier, vol. 267(C).
    17. Shrivastava, Prashant & Soon, Tey Kok & Idris, Mohd Yamani Idna Bin & Mekhilef, Saad, 2019. "Overview of model-based online state-of-charge estimation using Kalman filter family for lithium-ion batteries," Renewable and Sustainable Energy Reviews, Elsevier, vol. 113(C), pages 1-1.
    18. Yesilyurt, Muhammed Samil & Ozcan, Huseyin Gunhan & Yavasoglu, Huseyin Ayhan, 2023. "Co-simulation-based conventional exergy evaluation of a hybrid energy generation-vanadium redox flow battery-air source heat pump system," Energy, Elsevier, vol. 281(C).
    19. Xingtao Liu & Chaoyi Zheng & Ji Wu & Jinhao Meng & Daniel-Ioan Stroe & Jiajia Chen, 2020. "An Improved State of Charge and State of Power Estimation Method Based on Genetic Particle Filter for Lithium-ion Batteries," Energies, MDPI, vol. 13(2), pages 1-16, January.

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