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Should we throw sand in the gears of financial markets?

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Author Info
Craig S. Hakkio

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Abstract

The volatility of financial markets in recent years has led to increased concern. As trading of financial assets on organized exchanges and over-the-counter markets has grown, events such as the 1987 stock market crash and the 1992 Exchange Rate Mechanism crisis in Europe have raised fundamental questions about the role these markets play in the economy. In particular, there is concern that much of the increased trading of financial assets is of a short-term, speculative nature that adds little value to the intermediation process and in the extreme case may distort the efficient functioning of financial markets.> This view has led some economists to advocate a securities transaction tax. Such a tax, it is argued, when applied to a broad range of financial transactions, would raise the cost of short-term speculative trading, reduce financial market volatility, and improve the efficiency of financial markets. This type of tax might also raise substantial revenue that could help reduce the federal budget deficit. The revenue potential has not gone unnoticed in Washington, where recent budget proposals by both the Bush and Clinton administrations have included an STT.> Hakkio explores the pros and cons of a securities transaction tax. He concludes that the proponents have overstated the likely benefits of a securities transaction tax and underestimated the potential costs.

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Publisher Info
Article provided by Federal Reserve Bank of Kansas City in its journal Economic Review.

Volume (Year): (1994)
Issue (Month): Q II ()
Pages: 17-30
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Handle: RePEc:fip:fedker:y:1994:i:qii:p:17-30:n:v.79no.2

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Related research
Keywords: Financial markets ; Taxation ; Securities;

Cited by:
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  1. Jeffrey A. Frankel, 1996. "How Well do Foreign Exchange Markets Function: Might a Tobin Tax Help?," NBER Working Papers 5422, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
    Other versions:
  2. María Angélica Arbeláez Restrepo & Leonard E. Burman & Sandra Consuelo Zuluaga, 2002. "The bank debit tax in Colombia," WORKING PAPERS SERIES. DOCUMENTOS DE TRABAJO 003565, FEDESARROLLO. [Downloadable!]
  3. Ilene Grabel, 2005. "Taxation of International Private Capital Flows and Securities Transactions in Developing Countries: Do Public Finance Considerations Augment the Macroeconomic Dividends?," International Review of Applied Economics, Taylor and Francis Journals, vol. 19(4), pages 477-497, October. [Downloadable!] (restricted)
  4. Pedro Albuquerque, 2006. "BAD taxation: Disintermediation and illiquidity in a bank account debits tax model," International Tax and Public Finance, Springer, vol. 13(5), pages 601-624, September. [Downloadable!] (restricted)
    Other versions:
  5. Hirshleifer, David, 2007. "Psychological Bias as a Driver of Financial Regulation," MPRA Paper 5129, University Library of Munich, Germany. [Downloadable!]
    Other versions:
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