IDEAS home Printed from https://ideas.repec.org/a/eee/appene/v306y2022ipbs0306261921013933.html
   My bibliography  Save this article

Unlocking electrochemical model-based online power prediction for lithium-ion batteries via Gaussian process regression

Author

Listed:
  • Li, Weihan
  • Fan, Yue
  • Ringbeck, Florian
  • Jöst, Dominik
  • Sauer, Dirk Uwe

Abstract

The knowledge of the dynamic available charging and discharging power of the battery is a piece of essential information for the safety and longevity of the battery energy storage systems. An accurate real-time prediction of these quantities is very challenging due to the high nonlinearities of battery dynamics. In this paper, an electrochemical model-based online state-of-power prediction algorithm under different time horizons is developed for a safer and more reliable operation of lithium-ion batteries. The safety constraints, which define the safety operation area for the power prediction, are designed based on not only the terminal voltage but also battery internal electrochemical states, i.e., the electrode surface concentration, the electrolyte concentration, and the side reaction overpotential. The algorithm is validated by simulations and experiments under a dynamic load profile, and the dominating constraints in charging and discharging as well as the influence of predictive time horizons on the available battery power are analyzed, providing important information for further researches. Furthermore, the computational speed of the proposed iterative algorithm is improved with the integration of Gaussian process regression by up to 50%. A comparative study with a state-of-the-art equivalent circuit model-based approach highlights the significant benefits of the proposed electrochemical model-based algorithm in operation safety enhancement and battery performance improvement.

Suggested Citation

  • Li, Weihan & Fan, Yue & Ringbeck, Florian & Jöst, Dominik & Sauer, Dirk Uwe, 2022. "Unlocking electrochemical model-based online power prediction for lithium-ion batteries via Gaussian process regression," Applied Energy, Elsevier, vol. 306(PB).
    • Handle: RePEc:eee:appene:v:306:y:2022:i:pb:s0306261921013933
    DOI: 10.1016/j.apenergy.2021.118114
    as

    Download full text from publisher

    File URL: http://www.sciencedirect.com/science/article/pii/S0306261921013933
    Download Restriction: Full text for ScienceDirect subscribers only
    File URL: https://libkey.io/10.1016/j.apenergy.2021.118114?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Hannan, M.A. & Lipu, M.S.H. & Hussain, A. & Mohamed, A., 2017. "A review of lithium-ion battery state of charge estimation and management system in electric vehicle applications: Challenges and recommendations," Renewable and Sustainable Energy Reviews, Elsevier, vol. 78(C), pages 834-854.
    2. Burgos-Mellado, Claudio & Orchard, Marcos E. & Kazerani, Mehrdad & Cárdenas, Roberto & Sáez, Doris, 2016. "Particle-filtering-based estimation of maximum available power state in Lithium-Ion batteries," Applied Energy, Elsevier, vol. 161(C), pages 349-363.
    3. Sun, Fengchun & Xiong, Rui & He, Hongwen & Li, Weiqing & Aussems, Johan Eric Emmanuel, 2012. "Model-based dynamic multi-parameter method for peak power estimation of lithium–ion batteries," Applied Energy, Elsevier, vol. 96(C), pages 378-386.
    4. Zhang, Xu & Wang, Yujie & Wu, Ji & Chen, Zonghai, 2018. "A novel method for lithium-ion battery state of energy and state of power estimation based on multi-time-scale filter," Applied Energy, Elsevier, vol. 216(C), pages 442-451.
    5. Li, Weihan & Cui, Han & Nemeth, Thomas & Jansen, Jonathan & Ünlübayir, Cem & Wei, Zhongbao & Feng, Xuning & Han, Xuebing & Ouyang, Minggao & Dai, Haifeng & Wei, Xuezhe & Sauer, Dirk Uwe, 2021. "Cloud-based health-conscious energy management of hybrid battery systems in electric vehicles with deep reinforcement learning," Applied Energy, Elsevier, vol. 293(C).
    6. Wang, Shuoqi & Guo, Dongxu & Han, Xuebing & Lu, Languang & Sun, Kai & Li, Weihan & Sauer, Dirk Uwe & Ouyang, Minggao, 2020. "Impact of battery degradation models on energy management of a grid-connected DC microgrid," Energy, Elsevier, vol. 207(C).
    7. Li, Weihan & Cao, Decheng & Jöst, Dominik & Ringbeck, Florian & Kuipers, Matthias & Frie, Fabian & Sauer, Dirk Uwe, 2020. "Parameter sensitivity analysis of electrochemical model-based battery management systems for lithium-ion batteries," Applied Energy, Elsevier, vol. 269(C).
    8. Sun, Fengchun & Hu, Xiaosong & Zou, Yuan & Li, Siguang, 2011. "Adaptive unscented Kalman filtering for state of charge estimation of a lithium-ion battery for electric vehicles," Energy, Elsevier, vol. 36(5), pages 3531-3540.
    9. Rui Xiong & Hongwen He & Fengchun Sun & Kai Zhao, 2012. "Online Estimation of Peak Power Capability of Li-Ion Batteries in Electric Vehicles by a Hardware-in-Loop Approach," Energies, MDPI, vol. 5(5), pages 1-15, May.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Li, Kuo & Gao, Xiao & Liu, Caixia & Chang, Chun & Li, Xiaoyu, 2023. "A novel Co-estimation framework of state-of-charge, state-of-power and capacity for lithium-ion batteries using multi-parameters fusion method," Energy, Elsevier, vol. 269(C).
    2. Shi, Haotian & Wang, Shunli & Fernandez, Carlos & Yu, Chunmei & Xu, Wenhua & Dablu, Bobobee Etse & Wang, Liping, 2022. "Improved multi-time scale lumped thermoelectric coupling modeling and parameter dispersion evaluation of lithium-ion batteries," Applied Energy, Elsevier, vol. 324(C).
    3. Jiang, Bo & Zhu, Yuli & Zhu, Jiangong & Wei, Xuezhe & Dai, Haifeng, 2023. "An adaptive capacity estimation approach for lithium-ion battery using 10-min relaxation voltage within high state of charge range," Energy, Elsevier, vol. 263(PC).
    4. Chen, Zhang & Chen, Liqun & Ma, Zhengwei & Xu, Kangkang & Zhou, Yu & Shen, Wenjing, 2023. "Joint modeling for early predictions of Li-ion battery cycle life and degradation trajectory," Energy, Elsevier, vol. 277(C).
    5. Zhu, Yuli & Jiang, Bo & Zhu, Jiangong & Wang, Xueyuan & Wang, Rong & Wei, Xuezhe & Dai, Haifeng, 2023. "Adaptive state of health estimation for lithium-ion batteries using impedance-based timescale information and ensemble learning," Energy, Elsevier, vol. 284(C).
    6. Wang, Cong & Chen, Yunxia & Zhang, Qingyuan & Zhu, Jiaxiao, 2023. "Dynamic early recognition of abnormal lithium-ion batteries before capacity drops using self-adaptive quantum clustering," Applied Energy, Elsevier, vol. 336(C).
    7. Jiang, Junyu & Yu, Yuanbin & Min, Haitao & Cao, Qiming & Sun, Weiyi & Zhang, Zhaopu & Luo, Chunqi, 2023. "Trip-level energy consumption prediction model for electric bus combining Markov-based speed profile generation and Gaussian processing regression," Energy, Elsevier, vol. 263(PD).

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Xu Lei & Xi Zhao & Guiping Wang & Weiyu Liu, 2019. "A Novel Temperature–Hysteresis Model for Power Battery of Electric Vehicles with an Adaptive Joint Estimator on State of Charge and Power," Energies, MDPI, vol. 12(19), pages 1-24, September.
    2. Hu, Xiaosong & Feng, Fei & Liu, Kailong & Zhang, Lei & Xie, Jiale & Liu, Bo, 2019. "State estimation for advanced battery management: Key challenges and future trends," Renewable and Sustainable Energy Reviews, Elsevier, vol. 114(C), pages 1-1.
    3. Muhammad Umair Ali & Amad Zafar & Sarvar Hussain Nengroo & Sadam Hussain & Muhammad Junaid Alvi & Hee-Je Kim, 2019. "Towards a Smarter Battery Management System for Electric Vehicle Applications: A Critical Review of Lithium-Ion Battery State of Charge Estimation," Energies, MDPI, vol. 12(3), pages 1-33, January.
    4. Esfandyari, M.J. & Esfahanian, V. & Hairi Yazdi, M.R. & Nehzati, H. & Shekoofa, O., 2019. "A new approach to consider the influence of aging state on Lithium-ion battery state of power estimation for hybrid electric vehicle," Energy, Elsevier, vol. 176(C), pages 505-520.
    5. Miquel Martí-Florences & Andreu Cecilia & Ramon Costa-Castelló, 2023. "Modelling and Estimation in Lithium-Ion Batteries: A Literature Review," Energies, MDPI, vol. 16(19), pages 1-36, September.
    6. Dai, Haifeng & Jiang, Bo & Hu, Xiaosong & Lin, Xianke & Wei, Xuezhe & Pecht, Michael, 2021. "Advanced battery management strategies for a sustainable energy future: Multilayer design concepts and research trends," Renewable and Sustainable Energy Reviews, Elsevier, vol. 138(C).
    7. Zheng, Linfeng & Zhu, Jianguo & Wang, Guoxiu & Lu, Dylan Dah-Chuan & He, Tingting, 2018. "Differential voltage analysis based state of charge estimation methods for lithium-ion batteries using extended Kalman filter and particle filter," Energy, Elsevier, vol. 158(C), pages 1028-1037.
    8. Xiong, Rui & Sun, Fengchun & He, Hongwen & Nguyen, Trong Duy, 2013. "A data-driven adaptive state of charge and power capability joint estimator of lithium-ion polymer battery used in electric vehicles," Energy, Elsevier, vol. 63(C), pages 295-308.
    9. Cuma, Mehmet Ugras & Koroglu, Tahsin, 2015. "A comprehensive review on estimation strategies used in hybrid and battery electric vehicles," Renewable and Sustainable Energy Reviews, Elsevier, vol. 42(C), pages 517-531.
    10. Bizhong Xia & Zizhou Lao & Ruifeng Zhang & Yong Tian & Guanghao Chen & Zhen Sun & Wei Wang & Wei Sun & Yongzhi Lai & Mingwang Wang & Huawen Wang, 2017. "Online Parameter Identification and State of Charge Estimation of Lithium-Ion Batteries Based on Forgetting Factor Recursive Least Squares and Nonlinear Kalman Filter," Energies, MDPI, vol. 11(1), pages 1-23, December.
    11. Hannan, M.A. & Lipu, M.S.H. & Hussain, A. & Mohamed, A., 2017. "A review of lithium-ion battery state of charge estimation and management system in electric vehicle applications: Challenges and recommendations," Renewable and Sustainable Energy Reviews, Elsevier, vol. 78(C), pages 834-854.
    12. Victor Pizarro-Carmona & Marcelo Cortés-Carmona & Rodrigo Palma-Behnke & Williams Calderón-Muñoz & Marcos E. Orchard & Pablo A. Estévez, 2019. "An Optimized Impedance Model for the Estimation of the State-of-Charge of a Li-Ion Cell: The Case of a LiFePO 4 (ANR26650)," Energies, MDPI, vol. 12(4), pages 1-16, February.
    13. Hu, Xiaosong & Jiang, Haifu & Feng, Fei & Liu, Bo, 2020. "An enhanced multi-state estimation hierarchy for advanced lithium-ion battery management," Applied Energy, Elsevier, vol. 257(C).
    14. Seo, Minhwan & Song, Youngbin & Kim, Jake & Paek, Sung Wook & Kim, Gi-Heon & Kim, Sang Woo, 2021. "Innovative lumped-battery model for state of charge estimation of lithium-ion batteries under various ambient temperatures," Energy, Elsevier, vol. 226(C).
    15. Zheng, Yuejiu & Ouyang, Minggao & Lu, Languang & Li, Jianqiu & Han, Xuebing & Xu, Liangfei & Ma, Hongbin & Dollmeyer, Thomas A. & Freyermuth, Vincent, 2013. "Cell state-of-charge inconsistency estimation for LiFePO4 battery pack in hybrid electric vehicles using mean-difference model," Applied Energy, Elsevier, vol. 111(C), pages 571-580.
    16. Xing, Yinjiao & He, Wei & Pecht, Michael & Tsui, Kwok Leung, 2014. "State of charge estimation of lithium-ion batteries using the open-circuit voltage at various ambient temperatures," Applied Energy, Elsevier, vol. 113(C), pages 106-115.
    17. Wang, Yujie & Tian, Jiaqiang & Sun, Zhendong & Wang, Li & Xu, Ruilong & Li, Mince & Chen, Zonghai, 2020. "A comprehensive review of battery modeling and state estimation approaches for advanced battery management systems," Renewable and Sustainable Energy Reviews, Elsevier, vol. 131(C).
    18. Yang, Lin & Cai, Yishan & Yang, Yixin & Deng, Zhongwei, 2020. "Supervisory long-term prediction of state of available power for lithium-ion batteries in electric vehicles," Applied Energy, Elsevier, vol. 257(C).
    19. Bing Jiang & Zeqi Chen & Feifan Chen, 2019. "Influence of Sampling Delay on the Estimation of Lithium-Ion Battery Parameters and an Optimized Estimation Method," Energies, MDPI, vol. 12(10), pages 1-16, May.
    20. Sadiqa Jafari & Zeinab Shahbazi & Yung-Cheol Byun & Sang-Joon Lee, 2022. "Lithium-Ion Battery Estimation in Online Framework Using Extreme Gradient Boosting Machine Learning Approach," Mathematics, MDPI, vol. 10(6), pages 1-17, March.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:eee:appene:v:306:y:2022:i:pb:s0306261921013933. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Catherine Liu (email available below). General contact details of provider: http://www.elsevier.com/wps/find/journaldescription.cws_home/405891/description#description .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.