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Horseshoe‐based Bayesian nonparametric estimation of effective population size trajectories

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  • James R. Faulkner
  • Andrew F. Magee
  • Beth Shapiro
  • Vladimir N. Minin

Abstract

Phylodynamics is an area of population genetics that uses genetic sequence data to estimate past population dynamics. Modern state‐of‐the‐art Bayesian nonparametric methods for recovering population size trajectories of unknown form use either change‐point models or Gaussian process priors. Change‐point models suffer from computational issues when the number of change‐points is unknown and needs to be estimated. Gaussian process‐based methods lack local adaptivity and cannot accurately recover trajectories that exhibit features such as abrupt changes in trend or varying levels of smoothness. We propose a novel, locally adaptive approach to Bayesian nonparametric phylodynamic inference that has the flexibility to accommodate a large class of functional behaviors. Local adaptivity results from modeling the log‐transformed effective population size a priori as a horseshoe Markov random field, a recently proposed statistical model that blends together the best properties of the change‐point and Gaussian process modeling paradigms. We use simulated data to assess model performance, and find that our proposed method results in reduced bias and increased precision when compared to contemporary methods. We also use our models to reconstruct past changes in genetic diversity of human hepatitis C virus in Egypt and to estimate population size changes of ancient and modern steppe bison. These analyses show that our new method captures features of the population size trajectories that were missed by the state‐of‐the‐art methods.

Suggested Citation

  • James R. Faulkner & Andrew F. Magee & Beth Shapiro & Vladimir N. Minin, 2020. "Horseshoe‐based Bayesian nonparametric estimation of effective population size trajectories," Biometrics, The International Biometric Society, vol. 76(3), pages 677-690, September.
  • Handle: RePEc:bla:biomet:v:76:y:2020:i:3:p:677-690
    DOI: 10.1111/biom.13276
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    References listed on IDEAS

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    4. David A Rasmussen & Erik M Volz & Katia Koelle, 2014. "Phylodynamic Inference for Structured Epidemiological Models," PLOS Computational Biology, Public Library of Science, vol. 10(4), pages 1-16, April.
    5. Julia A. Palacios & Vladimir N. Minin, 2013. "Gaussian Process-Based Bayesian Nonparametric Inference of Population Size Trajectories from Gene Genealogies," Biometrics, The International Biometric Society, vol. 69(1), pages 8-18, March.
    6. Yu Yue & Paul Speckman & Dongchu Sun, 2012. "Priors for Bayesian adaptive spline smoothing," Annals of the Institute of Statistical Mathematics, Springer;The Institute of Statistical Mathematics, vol. 64(3), pages 577-613, June.
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    Cited by:

    1. Lorenzo Cappello & Swarnadip Ghosh & Julia A. Palacios, 2020. "Discussion on “Horseshoe‐based Bayesian nonparametric estimation of effective population size trajectories” by James R. Faulkner, Andrew F. Magee, Beth Shapiro, and Vladimir N. Minin," Biometrics, The International Biometric Society, vol. 76(3), pages 691-694, September.

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