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No Place Like Home: Tax Incentives and the Location of R&D by American Multinationals

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Author Info
James R. Hines, Jr.
Abstract

This paper analyzes the effects of the U.S. tax treatment of the R&D activities of American multinationals. Recent evidence indicates that the level of R&D spending is highly sensitive to its after-tax cost. The U.S. Tax Reform Act of 1986 reduced the tax deductions that many American firms can claim for their R&D expenses incurred in the U.S., and on this basis, observers predicted that American firms would react to the tax change by significantly increasing the fraction of their R&D that they perform abroad. Aggregate data indicate that this fraction instead stayed roughly constant, at around 10%. An important reason why U.S. firms did not move more of their total R&D activity offshore is that U.S. tax law provides quite generous treatment of R&D performed in the U.S. for use abroad by firms with excess foreign tax credits, and the Tax Reform Act of 1986 significantly increased the number of American firms with excess foreign tax credits. Hence, the 1986 tax change increased the cost of U.S.-based R&D for some American firms, and reduced it for others, with little impact on the overall fraction of R&D spending that U.S. firms do abroad. One consequence of the tax law changes of the late 1980s is that, by 1991, the tax treatment of foreign-source royalties received by American firms with excess foreign tax credits has five times the revenue impact of the Research and Experimentation Tax Credit.

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Paper provided by National Bureau of Economic Research, Inc in its series NBER Working Papers with number 4574.

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Date of creation: May 1994
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Publication status: published as Tax Policy and the Economy, ed. James M. Poterba, vol. 8, 1994, MIT Presspp. 65-104
Handle: RePEc:nbr:nberwo:4574

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Find related papers by JEL classification:
H87 - Public Economics - - Miscellaneous Issues - - - International Fiscal Issues; International Public Goods
H25 - Public Economics - - Taxation, Subsidies, and Revenue - - - Business Taxes and Subsidies

References listed on IDEAS
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  1. Andrew B. Lyon & Gerald Silverstein, 1994. "The Alternative Minimum Tax and the Behavior of Multinational Corporations," NBER Working Papers 4783, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
  2. Mansfield, Edwin, 1986. "The R&D Tax Credit and Other Technology Policy Issues," American Economic Review, American Economic Association, vol. 76(2), pages 190-94, May. [Downloadable!] (restricted)
  3. Ravenscraft, D & Scherer, F M, 1982. "The Lag Structure of Returns to Research and Development," Applied Economics, Taylor and Francis Journals, vol. 14(6), pages 603-20, December.
  4. Jeffrey I. Bernstein & M. Ishaq Nadiri, 1988. "Rates Of Return On Physical And R&D Capital And Structure Of The Production Process: Cross Section And Time Series Evidence," NBER Working Papers 2570, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
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  1. Bloom, Nicholas & Griffith, Rachel & Van Reenen, John, 2000. "Do R&D Credits Work? Evidence From A Panel Of Countries 1979-97," CEPR Discussion Papers 2415, C.E.P.R. Discussion Papers. [Downloadable!] (restricted)
  2. James R. Hines, Jr., 1996. "Tax Policy and the Activities of Multinational Corporations," NBER Working Papers 5589, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
  3. Rene Belderbos & Kyoji Fukao & Hyeog Ug Kwon, 2006. "Intellectual Property Rights Protection and the Location of Research and Development Activities by Multinational Firms," Hi-Stat Discussion Paper Series d06-167, Institute of Economic Research, Hitotsubashi University. [Downloadable!]
  4. Rene Belderbos & Kyoji Fukao & Tomoko Iwasa, 2006. "Foreign and Domestic R&D Investment," Hi-Stat Discussion Paper Series d05-140, Institute of Economic Research, Hitotsubashi University. [Downloadable!]
  5. Aidan Meyler, 1998. "Technology and Foreign Direct Investment in Ireland," Economics Technical Papers 9810, Trinity College Dublin, Department of Economics. [Downloadable!]
  6. Lolita Paff, 2005. "State-Level R&D Tax Credits: A Firm-Level Analysis," Topics in Economic Analysis & Policy, Berkeley Electronic Press, vol. 5(1), pages 1272-1272. [Downloadable!] (restricted)
  7. James R. Hines, Jr., 1995. "Taxes, Technology Transfer, and the R&D Activities of Multinational Firms," NBER Working Papers 4932, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
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