IDEAS home Printed from https://ideas.repec.org/a/spr/nathaz/v100y2020i1d10.1007_s11069-019-03805-y.html
   My bibliography  Save this article

Analysis of vulnerability assessment frameworks and methodologies in urban areas

Author

Listed:
  • Jose Manuel Diaz-Sarachaga

    (Universidad de Cantabria)

  • Daniel Jato-Espino

    (Universidad de Cantabria)

Abstract

The occurrence of major natural disasters in recent years has impacted large cities worldwide and boosted the need of assessing urban resilience. As a key factor of resilience, vulnerability correlates attributes of communities with the level of damage caused by hazards. Although a large amount of studies has reviewed the assessment of vulnerability from the perspective of a particular hazard, the combined analysis involving all kind of hazards and vulnerability dimensions in the urban context is uncommon. This research provides a critical analysis of a selected sample of 72 contributions released from 1998 to 2018 and related to the appraisal of vulnerability, in order to determine their adequacy in the evaluation of urban vulnerability. The findings stemming from this process revealed that the social dimension was a priority, whilst qualitative components associated with risk awareness were slightly covered. Furthermore, multi-criteria decision analysis and weighting allocation were the most widely used techniques to address urban vulnerability, whilst 32 methodologies were bespoke built to be applied to particular locations. Most of the cases examined were oriented to specific hazards, with only 10 of them focused on multiple hazards. Hence, the results suggest the need for developing a new framework applicable to multiple hazards worldwide to bridge the identified gaps.

Suggested Citation

  • Jose Manuel Diaz-Sarachaga & Daniel Jato-Espino, 2020. "Analysis of vulnerability assessment frameworks and methodologies in urban areas," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 100(1), pages 437-457, January.
  • Handle: RePEc:spr:nathaz:v:100:y:2020:i:1:d:10.1007_s11069-019-03805-y
    DOI: 10.1007/s11069-019-03805-y
    as

    Download full text from publisher

    File URL: http://link.springer.com/10.1007/s11069-019-03805-y
    File Function: Abstract
    Download Restriction: Access to the full text of the articles in this series is restricted.

    File URL: https://libkey.io/10.1007/s11069-019-03805-y?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Shabana Khan, 2012. "Vulnerability assessments and their planning implications: a case study of the Hutt Valley, New Zealand," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 64(2), pages 1587-1607, November.
    2. R. L. Ciurean & H. Hussin & C. J. Westen & M. Jaboyedoff & P. Nicolet & L. Chen & S. Frigerio & T. Glade, 2017. "Multi-scale debris flow vulnerability assessment and direct loss estimation of buildings in the Eastern Italian Alps," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 85(2), pages 929-957, January.
    3. Mathew C. Schmidtlein & Roland C. Deutsch & Walter W. Piegorsch & Susan L. Cutter, 2008. "A Sensitivity Analysis of the Social Vulnerability Index," Risk Analysis, John Wiley & Sons, vol. 28(4), pages 1099-1114, August.
    4. Blake Walker & Cameron Taylor-Noonan & Alan Tabbernor & T’Brenn McKinnon & Harsimran Bal & Dan Bradley & Nadine Schuurman & John Clague, 2014. "A multi-criteria evaluation model of earthquake vulnerability in Victoria, British Columbia," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 74(2), pages 1209-1222, November.
    5. Daminda Solangaarachchi & Amy Griffin & Michael Doherty, 2012. "Social vulnerability in the context of bushfire risk at the urban-bush interface in Sydney: a case study of the Blue Mountains and Ku-ring-gai local council areas," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 64(2), pages 1873-1898, November.
    6. Jörn Birkmann, 2008. "Assessing Vulnerability Before, During and After a Natural Disaster in Fragile Regions: Case Study of the 2004 Indian Ocean Tsunami in Sri Lanka and Indonesia," WIDER Working Paper Series RP2008-50, World Institute for Development Economic Research (UNU-WIDER).
    7. D. J. Roncancio & A. C. Nardocci, 2016. "Social vulnerability to natural hazards in São Paulo, Brazil," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 84(2), pages 1367-1383, November.
    8. Mazhuvanchery Avarachen Sherly & Subhankar Karmakar & Devanathan Parthasarathy & Terence Chan & Christian Rau, 2015. "Disaster Vulnerability Mapping for a Densely Populated Coastal Urban Area: An Application to Mumbai, India," Annals of the American Association of Geographers, Taylor & Francis Journals, vol. 105(6), pages 1198-1220, November.
    9. V. Martins & Delta Silva & Pedro Cabral, 2012. "Social vulnerability assessment to seismic risk using multicriteria analysis: the case study of Vila Franca do Campo (São Miguel Island, Azores, Portugal)," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 62(2), pages 385-404, June.
    10. George Clark & Susanne Moser & Samuel Ratick & Kirstin Dow & William Meyer & Srinivas Emani & Weigen Jin & Jeanne Kasperson & Roger Kasperson & Harry Schwarz, 1998. "Assessing the Vulnerability of Coastal Communities to Extreme Storms: The Case of Revere, MA., USA," Mitigation and Adaptation Strategies for Global Change, Springer, vol. 3(1), pages 59-82, January.
    11. Alex de Sherbinin & Guillem Bardy, 2015. "Social vulnerability to floods in two coastal megacities: New York City and Mumbai," Vienna Yearbook of Population Research, Vienna Institute of Demography (VID) of the Austrian Academy of Sciences in Vienna, vol. 13(1), pages 131-165.
    12. Chaofeng Liu & Jingyu Su & Xiangjun Zuo & Wei Wang, 2015. "Assessment of regional vulnerability to seismic hazards in the Beijing–Tianjin–Hebei metropolitan area, China," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 75(1), pages 831-848, January.
    13. Stefan Schneiderbauer & Lydia Pedoth & Danyang Zhang & Marc Zebisch, 2013. "Assessing adaptive capacity within regional climate change vulnerability studies—an Alpine example," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 67(3), pages 1059-1073, July.
    14. Tugce Sonmez Saner, 2015. "Seismic vulnerabilities and risks for urban mitigation planning in Turkey," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 78(2), pages 1387-1412, September.
    15. Henrik Hassel, 2012. "Risk and vulnerability analysis in practice: evaluation of analyses conducted in Swedish municipalities," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 63(2), pages 605-628, September.
    16. Stefan Kienberger, 2012. "Spatial modelling of social and economic vulnerability to floods at the district level in Búzi, Mozambique," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 64(3), pages 2001-2019, December.
    17. Sven Fuchs & Christian Kuhlicke & Volker Meyer, 2011. "Editorial for the special issue: vulnerability to natural hazards—the challenge of integration," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 58(2), pages 609-619, August.
    18. Seif-eddine Cherif & Mimoun Chourak & Mohamed Abed & Luis Pujades, 2017. "Seismic risk in the city of Al Hoceima (north of Morocco) using the vulnerability index method, applied in Risk-UE project," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 85(1), pages 329-347, January.
    19. Susan L. Cutter & Bryan J. Boruff & W. Lynn Shirley, 2003. "Social Vulnerability to Environmental Hazards," Social Science Quarterly, Southwestern Social Science Association, vol. 84(2), pages 242-261, June.
    20. Iuliana Armaş, 2012. "Multi-criteria vulnerability analysis to earthquake hazard of Bucharest, Romania," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 63(2), pages 1129-1156, September.
    21. Maxx Dilley & Robert S. Chen & Uwe Deichmann & Arthur L. Lerner-Lam & Margaret Arnold, 2005. "Natural Disaster Hotspots: A Global Risk Analysis," World Bank Publications - Books, The World Bank Group, number 7376, December.
    22. Annemarie Ebert & Norman Kerle & Alfred Stein, 2009. "Urban social vulnerability assessment with physical proxies and spatial metrics derived from air- and spaceborne imagery and GIS data," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 48(2), pages 275-294, February.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Loredana Antronico & Maria Teresa Carone & Roberto Coscarelli, 2023. "An approach to measure resilience of communities to climate change: a case study in Calabria (Southern Italy)," Mitigation and Adaptation Strategies for Global Change, Springer, vol. 28(4), pages 1-28, April.
    2. Navdeep Agrawal & Laxmi Gupta & Jagabandhu Dixit, 2021. "Assessment of the Socioeconomic Vulnerability to Seismic Hazards in the National Capital Region of India Using Factor Analysis," Sustainability, MDPI, vol. 13(17), pages 1-19, August.
    3. Vanessa Streifeneder & Stefan Kienberger & Steffen Reichel & Daniel Hölbling, 2023. "Socio-Economic Vulnerability Assessment for Supporting a Sustainable Pandemic Management in Austria," Sustainability, MDPI, vol. 16(1), pages 1-23, December.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Christian Geiß & Hannes Taubenböck, 2013. "Remote sensing contributing to assess earthquake risk: from a literature review towards a roadmap," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 68(1), pages 7-48, August.
    2. Navdeep Agrawal & Laxmi Gupta & Jagabandhu Dixit, 2021. "Assessment of the Socioeconomic Vulnerability to Seismic Hazards in the National Capital Region of India Using Factor Analysis," Sustainability, MDPI, vol. 13(17), pages 1-19, August.
    3. Stefan Kienberger & Thomas Blaschke & Rukhe Zaidi, 2013. "A framework for spatio-temporal scales and concepts from different disciplines: the ‘vulnerability cube’," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 68(3), pages 1343-1369, September.
    4. Mohammad Abdul Quader & Amanat Ullah Khan & Matthieu Kervyn, 2017. "Assessing Risks from Cyclones for Human Lives and Livelihoods in the Coastal Region of Bangladesh," IJERPH, MDPI, vol. 14(8), pages 1-26, July.
    5. Mohsen Alizadeh & Esmaeil Alizadeh & Sara Asadollahpour Kotenaee & Himan Shahabi & Amin Beiranvand Pour & Mahdi Panahi & Baharin Bin Ahmad & Lee Saro, 2018. "Social Vulnerability Assessment Using Artificial Neural Network (ANN) Model for Earthquake Hazard in Tabriz City, Iran," Sustainability, MDPI, vol. 10(10), pages 1-23, September.
    6. Eleonora Giovene di Girasole & Daniele Cannatella, 2017. "Social Vulnerability to Natural Hazards in Urban Systems. An Application in Santo Domingo (Dominican Republic)," Sustainability, MDPI, vol. 9(11), pages 1-17, November.
    7. Yi Chen & Zhicong Ye & Hui Liu & Ruishan Chen & Zhenhuan Liu & Hui Liu, 2021. "A GIS-Based Approach for Flood Risk Zoning by Combining Social Vulnerability and Flood Susceptibility: A Case Study of Nanjing, China," IJERPH, MDPI, vol. 18(21), pages 1-17, November.
    8. Mar Llorente-Marrón & Montserrat Díaz-Fernández & Paz Méndez-Rodríguez & Rosario González Arias, 2020. "Social Vulnerability, Gender and Disasters. The Case of Haiti in 2010," Sustainability, MDPI, vol. 12(9), pages 1-21, April.
    9. Alondra Chamorro & Tomás Echaveguren & Eduardo Allen & Marta Contreras & Joaquín Dagá & Hernan de Solminihac & Luis E. Lara, 2020. "Sustainable Risk Management of Rural Road Networks Exposed to Natural Hazards: Application to Volcanic Lahars in Chile," Sustainability, MDPI, vol. 12(17), pages 1-23, August.
    10. Matthias Garschagen & Deepal Doshi & Jonathan Reith & Michael Hagenlocher, 2021. "Global patterns of disaster and climate risk—an analysis of the consistency of leading index-based assessments and their results," Climatic Change, Springer, vol. 169(1), pages 1-19, November.
    11. Alexandru Banica & Lucian Rosu & Ionel Muntele & Adrian Grozavu, 2017. "Towards Urban Resilience: A Multi-Criteria Analysis of Seismic Vulnerability in Iasi City (Romania)," Sustainability, MDPI, vol. 9(2), pages 1-17, February.
    12. Saini Yang & Shuai He & Juan Du & Xiaohua Sun, 2015. "Screening of social vulnerability to natural hazards in China," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 76(1), pages 1-18, March.
    13. Ch. Giannakidou & D. Diakoulaki & C. D. Memos, 2019. "Implementing a Flood Vulnerability Index in urban coastal areas with industrial activity," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 97(1), pages 99-120, May.
    14. Nikole Guerrero & Marta Contreras & Alondra Chamorro & Carolina Martínez & Tomás Echaveguren, 2023. "Social vulnerability in Chile: challenges for multi-scale analysis and disaster risk reduction," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 117(3), pages 3067-3102, July.
    15. Irfan Ahmad Rana & Jayant K. Routray, 2018. "Integrated methodology for flood risk assessment and application in urban communities of Pakistan," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 91(1), pages 239-266, March.
    16. Daniel Felsenstein & Michal Lichter, 2014. "Social and economic vulnerability of coastal communities to sea-level rise and extreme flooding," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 71(1), pages 463-491, March.
    17. Seth E. Spielman & Joseph Tuccillo & David C. Folch & Amy Schweikert & Rebecca Davies & Nathan Wood & Eric Tate, 2020. "Evaluating social vulnerability indicators: criteria and their application to the Social Vulnerability Index," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 100(1), pages 417-436, January.
    18. Elia A Machado & Samuel Ratick, 2018. "Implications of indicator aggregation methods for global change vulnerability reduction efforts," Mitigation and Adaptation Strategies for Global Change, Springer, vol. 23(7), pages 1109-1141, October.
    19. Hao-Tang Jhan & Rhoda Ballinger & Azmath Jaleel & Kuo-Huan Ting, 2020. "Development and application of a Socioeconomic Vulnerability Indicator Framework (SVIF) for Local Climate Change Adaptation in Taiwan," Sustainability, MDPI, vol. 12(4), pages 1-27, February.
    20. Sarah Stafford & Jeremy Abramowitz, 2017. "An analysis of methods for identifying social vulnerability to climate change and sea level rise: a case study of Hampton Roads, Virginia," Natural Hazards: Journal of the International Society for the Prevention and Mitigation of Natural Hazards, Springer;International Society for the Prevention and Mitigation of Natural Hazards, vol. 85(2), pages 1089-1117, January.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:spr:nathaz:v:100:y:2020:i:1:d:10.1007_s11069-019-03805-y. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Sonal Shukla or Springer Nature Abstracting and Indexing (email available below). General contact details of provider: http://www.springer.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.