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Accountability in context: effects of research evaluation systems on publication practices, disciplinary norms, and individual working routines in the faculty of Arts at Uppsala University

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  • Björn Hammarfelt
  • Sarah de Rijcke

Abstract

Given the increased role of bibliometric measures in research evaluation, it is striking that studies of actual changes in research practice are rare. Most studies and comments on ‘a metric culture’ in academia focus on the ideological and political level, and there is a clear shortage of empirical studies that analyze how researchers handle demands for accountability in context. In adopting a mixed-methods approach involving both bibliometric data and answers form questionnaires, we provide an in-depth study of how researchers at the faculty of Arts at Uppsala University (Sweden) respond to the implementation of performance-based research evaluation systems. Publication patterns from 2006 to 2013 show that journal publications, especially English-language ones, are increasing, and the proportion of peer-reviewed publications has doubled. These changes are in line with the incentives of the evaluation systems under study. Answers to the survey confirm that scholars are conscious about this development, and several respondents articulate a disagreement between disciplinary norms and external demands. However, disciplinary background as well as career stage or academic age appears to have a significant influence on how individual researchers react to the instigation of evaluation systems. Finally, responses to national and local evaluation regimes are complex, localized, and dependent on many factors. In-depth contextualized studies of research practices are needed in order to understand how performance-based funding systems influence academic research on the ground.

Suggested Citation

  • Björn Hammarfelt & Sarah de Rijcke, 2015. "Accountability in context: effects of research evaluation systems on publication practices, disciplinary norms, and individual working routines in the faculty of Arts at Uppsala University," Research Evaluation, Oxford University Press, vol. 24(1), pages 63-77.
  • Handle: RePEc:oup:rseval:v:24:y:2015:i:1:p:63-77.
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    File URL: http://hdl.handle.net/10.1093/reseval/rvu029
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    Cited by:

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    2. Przemysław Korytkowski & Emanuel Kulczycki, 2019. "Examining how country-level science policy shapes publication patterns: the case of Poland," Scientometrics, Springer;Akadémiai Kiadó, vol. 119(3), pages 1519-1543, June.
    3. Gabriel-Alexandru Vîiu & Mihai Păunescu, 2021. "The citation impact of articles from which authors gained monetary rewards based on journal metrics," Scientometrics, Springer;Akadémiai Kiadó, vol. 126(6), pages 4941-4974, June.
    4. Renata Kudaibergenova & Sandugash Uzakbay & Asselya Makanova & Kymbat Ramadinkyzy & Erlan Kistaubayev & Ruslan Dussekeev & Kadyrzhan Smagulov, 2022. "Managing publication change at Al-Farabi Kazakh National University: a case study," Scientometrics, Springer;Akadémiai Kiadó, vol. 127(1), pages 453-479, January.
    5. Fabio Zagonari, 2019. "Scientific Production and Productivity for Characterizing an Author’s Publication History: Simple and Nested Gini’s and Hirsch’s Indexes Combined," Publications, MDPI, vol. 7(2), pages 1-30, May.
    6. Eugenio Petrovich, 2022. "Bibliometrics in Press. Representations and uses of bibliometric indicators in the Italian daily newspapers," Scientometrics, Springer;Akadémiai Kiadó, vol. 127(5), pages 2195-2233, May.
    7. Linda Sīle & Raf Vanderstraeten, 2019. "Measuring changes in publication patterns in a context of performance-based research funding systems: the case of educational research in the University of Gothenburg (2005–2014)," Scientometrics, Springer;Akadémiai Kiadó, vol. 118(1), pages 71-91, January.
    8. Frederik T. Verleysen & Truyken L. B. Ossenblok, 2017. "Profiles of monograph authors in the social sciences and humanities: an analysis of productivity, career stage, co-authorship, disciplinary affiliation and gender, based on a regional bibliographic da," Scientometrics, Springer;Akadémiai Kiadó, vol. 111(3), pages 1673-1686, June.
    9. Daniela Filippo & Rafael Aleixandre-Benavent & Elías Sanz-Casado, 2020. "Toward a classification of Spanish scholarly journals in social sciences and humanities considering their impact and visibility," Scientometrics, Springer;Akadémiai Kiadó, vol. 125(2), pages 1709-1732, November.
    10. Christian Schneijderberg & Nicolai Götze & Lars Müller, 2022. "A study of 25 years of publication outputs in the German academic profession," Scientometrics, Springer;Akadémiai Kiadó, vol. 127(1), pages 1-28, January.
    11. Jesús de Frutos-Belizón & Fernando Martín-Alcázar & Gonzalo Sánchez-Gardey, 2021. "The research–practice gap in the field of HRM: a qualitative study from the academic side of the gap," Review of Managerial Science, Springer, vol. 15(6), pages 1465-1515, August.
    12. Mehdi Rhaiem & Nabil Amara, 2020. "Determinants of research efficiency in Canadian business schools: evidence from scholar-level data," Scientometrics, Springer;Akadémiai Kiadó, vol. 125(1), pages 53-99, October.
    13. Verleysen, Frederik T. & Weeren, Arie, 2016. "Clustering by publication patterns of senior authors in the social sciences and humanities," Journal of Informetrics, Elsevier, vol. 10(1), pages 254-272.
    14. Elías Sanz-Casado & Daniela Filippo & Rafael Aleixandre Benavent & Vidar Røeggen & Janne Pölönen, 2021. "Impact and visibility of Norwegian, Finnish and Spanish journals in the fields of humanities," Scientometrics, Springer;Akadémiai Kiadó, vol. 126(11), pages 9031-9049, November.
    15. Seeber, Marco & Cattaneo, Mattia & Meoli, Michele & Malighetti, Paolo, 2019. "Self-citations as strategic response to the use of metrics for career decisions," Research Policy, Elsevier, vol. 48(2), pages 478-491.
    16. Nicky Agate & Rebecca Kennison & Stacy Konkiel & Christopher P. Long & Jason Rhody & Simone Sacchi & Penelope Weber, 2020. "The transformative power of values-enacted scholarship," Palgrave Communications, Palgrave Macmillan, vol. 7(1), pages 1-12, December.
    17. Carolina Cañibano & Immaculada Vilardell & Carmen Corona & Carlos Benito-Amat, 2018. "The evaluation of research excellence and the dynamics of knowledge production in the humanities: The case of history in Spain," Science and Public Policy, Oxford University Press, vol. 45(6), pages 775-789.
    18. Banal-Estañol, Albert & Jofre-Bonet, Mireia & Iori, Giulia & Maynou, Laia & Tumminello, Michele & Vassallo, Pietro, 2023. "Performance-based research funding: Evidence from the largest natural experiment worldwide," Research Policy, Elsevier, vol. 52(6).

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