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Mapping the mix: Linking instruments, settings and target groups in the study of policy mixes

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  • Mavrot, Céline
  • Hadorn, Susanne
  • Sager, Fritz

Abstract

This article proposes the extension of a conceptual framework aimed at analysing policy mixes and their outcomes and demonstrates its value added for the study of sustainability transitions. The argument is that policy mixes research should not focus only on the form of policy instruments, but also on their implementation context. Policy mix form designates the specific policy instruments that are involved according to a policy strategy. Policy mix context includes the specific setting where each policy measure is implemented, such as enterprise or family. It also includes the specific target group of each measure, such as youth or smokers. We apply this conceptual framework to the policy concept and implementation of tobacco control policies in Switzerland, which are an exemplary case for analysing transitions as they are geared towards behavioural change. In a mixed method approach, we triangulate different sets of quantitative and qualitative indicators in order to assess the implementation of eleven subnational policy mixes. Our findings show that taking into account the moderating role of settings between policy instruments and target groups allows for a more in depth analysis of policy processes. Observing the interactions between the four elements policy instruments, policy strategy, the implementation settings and the target groups allows capturing the complexity of policy mixes, at the crossroads of policy design, policy implementation and policy outcomes. Taking implementation settings and target groups into account in the analysis of policy mixes allows for a refined understanding of policy compliance and thus, from a broader perspective, of sustainability transitions.

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  • Mavrot, Céline & Hadorn, Susanne & Sager, Fritz, 2019. "Mapping the mix: Linking instruments, settings and target groups in the study of policy mixes," Research Policy, Elsevier, vol. 48(10).
  • Handle: RePEc:eee:respol:v:48:y:2019:i:10:s0048733318301574
    DOI: 10.1016/j.respol.2018.06.012
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    Cited by:

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    3. Valdemar J. Wesz Junior & Simone Piras & Catia Grisa & Stefano Ghinoi, 2021. "Assessing Brazilian agri-food policies: what impact on family farms?," Papers 2105.14996, arXiv.org.
    4. Clemente J. Navarro-Yáñez, 2021. "The Effectiveness of Integral Urban Strategies: Policy Theory and Target Scale. The European URBAN I Initiative and Employment," Sustainability, MDPI, vol. 13(11), pages 1-16, June.
    5. Meng, Jia-Hui & Wang, Jian, 2023. "The policy trajectory of dual-use technology integration governance in China: A sequential analysis of policy evolution," Technology in Society, Elsevier, vol. 72(C).
    6. Kanger, Laur & Sovacool, Benjamin K. & Noorkõiv, Martin, 2020. "Six policy intervention points for sustainability transitions: A conceptual framework and a systematic literature review," Research Policy, Elsevier, vol. 49(7).
    7. Carsten Daugbjerg, 2022. "Against the odds: How policy capacity can compensate for weak instruments in promoting sustainable food," Policy Sciences, Springer;Society of Policy Sciences, vol. 55(3), pages 451-467, September.
    8. Kern, Florian & Rogge, Karoline S. & Howlett, Michael, 2019. "Policy mixes for sustainability transitions: New approaches and insights through bridging innovation and policy studies," Research Policy, Elsevier, vol. 48(10).
    9. Caiyan Jia & Xiaoyun Tang & Zhehan Kan, 2020. "Does the Nation Innovation System in China Support the Sustainability of Small and Medium Enterprises (SMEs) Innovation?," Sustainability, MDPI, vol. 12(6), pages 1-18, March.

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