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Dual Bond Ratings: A Test of the Certification Function of Rating Agencies

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Author Info
Thompson, G Rodney
Vaz, Peter
Abstract

Bond researchers have recently observed that issues with split ratings have yields more closely resembling the yields on bonds with the lower of the two ratings. This evidence could lead researchers to question why an issuer ever obtains more than one rating in an environment where two ratings, when split, can never reduce yields, whereas two ratings, when split, can increase yields. This paper explores the rating function in a certification framework and concludes that investors value a second rating. Bond issues with two identical ratings have yields significantly less than issues receiving that rating from only one rating agency. Copyright 1990 by MIT Press.

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Publisher Info
Article provided by Eastern Finance Association in its journal The Financial Review.

Volume (Year): 25 (1990)
Issue (Month): 3 (August)
Pages: 457-71
Download reference. The following formats are available: HTML (with abstract), plain text (with abstract), BibTeX, RIS (EndNote, RefMan, ProCite), ReDIF
Handle: RePEc:bla:finrev:v:25:y:1990:i:3:p:457-71

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Web page: http://www.easternfinance.org/
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  1. Richard Cantor & Frank Packer & Kevin Cole, 1997. "Split ratings and the pricing of credit risk," Research Paper 9711, Federal Reserve Bank of New York. [Downloadable!]
  2. Volker G. Heinke, 2006. "Credit spread volatility, bond ratings and the risk reduction effect of watchlistings," International Journal of Finance & Economics, John Wiley & Sons, Ltd., vol. 11(4), pages 293-303. [Downloadable!]
  3. Arthur Allen & Donna Dudney, 2008. "The Impact of Rating Agency Reputation on Local Government Bond Yields," Journal of Financial Services Research, Springer, vol. 33(1), pages 57-76, February. [Downloadable!] (restricted)
  4. Ginger Zhe Jin & Andrew Kato & John A. List, 2006. "That's News to Me! Information Revelation in Professional Certification Markets," NBER Working Papers 12390, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
  5. Arthur Allen & George Sanders & Donna Dudney, 2009. "Should more local governments purchase a bond rating?," Review of Quantitative Finance and Accounting, Springer, vol. 32(4), pages 421-438, May. [Downloadable!] (restricted)
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