IDEAS home Printed from https://ideas.repec.org/a/bla/biomet/v77y2021i1p237-248.html
   My bibliography  Save this article

Upper bound estimators of the population size based on ordinal models for capture‐recapture experiments

Author

Listed:
  • Marco Alfò
  • Dankmar Böhning
  • Irene Rocchetti

Abstract

Capture‐recapture studies have attracted a lot of attention over the past few decades, especially in applied disciplines where a direct estimate for the size of a population of interest is not available. Epidemiology, ecology, public health, and biodiversity are just a few examples. The estimation of the number of unseen units has been a challenge for theoretical statisticians, and considerable progress has been made in providing lower bound estimators for the population size. In fact, it is well known that consistent estimators for this cannot be provided in the very general case. Considering a case where capture‐recapture studies are summarized by a frequency of frequencies distribution, we derive a simple upper bound of the population size based on the cumulative distribution function. We introduce two estimators of this bound, without any specific parametric assumption on the distribution of the observed frequency counts. The behavior of the proposed estimators is investigated using several benchmark datasets and a large‐scale simulation experiment based on the scheme discussed by Pledger.

Suggested Citation

  • Marco Alfò & Dankmar Böhning & Irene Rocchetti, 2021. "Upper bound estimators of the population size based on ordinal models for capture‐recapture experiments," Biometrics, The International Biometric Society, vol. 77(1), pages 237-248, March.
  • Handle: RePEc:bla:biomet:v:77:y:2021:i:1:p:237-248
    DOI: 10.1111/biom.13265
    as

    Download full text from publisher

    File URL: https://doi.org/10.1111/biom.13265
    Download Restriction: no

    File URL: https://libkey.io/10.1111/biom.13265?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    References listed on IDEAS

    as
    1. Chris J. Lloyd & Donald J. Frommer, 2008. "An application of multinomial logistic regression to estimating performance of a multiple-screening test with incomplete verification," Journal of the Royal Statistical Society Series C, Royal Statistical Society, vol. 57(1), pages 89-102.
    2. Alessio Farcomeni & Luca Tardella, 2010. "Reference Bayesian methods for recapture models with heterogeneity," TEST: An Official Journal of the Spanish Society of Statistics and Operations Research, Springer;Sociedad de Estadística e Investigación Operativa, vol. 19(1), pages 187-208, May.
    3. Lanumteang, K. & Böhning, D., 2011. "An extension of Chao's estimator of population size based on the first three capture frequency counts," Computational Statistics & Data Analysis, Elsevier, vol. 55(7), pages 2302-2311, July.
    4. Ruth King & Sheila M. Bird & Antony M. Overstall & Gordon Hay & Sharon J. Hutchinson, 2014. "Estimating prevalence of injecting drug users and associated heroin-related death rates in England by using regional data and incorporating prior information," Journal of the Royal Statistical Society Series A, Royal Statistical Society, vol. 177(1), pages 209-236, January.
    5. William A. Link, 2003. "Nonidentifiability of Population Size from Capture-Recapture Data with Heterogeneous Detection Probabilities," Biometrics, The International Biometric Society, vol. 59(4), pages 1123-1130, December.
    6. Chris J. Lloyd & Donald J. Frommer, 2004. "Regression‐based estimation of the false negative fraction when multiple negatives are unverified," Journal of the Royal Statistical Society Series C, Royal Statistical Society, vol. 53(4), pages 619-631, November.
    7. Garthwaite, Paul H. & Kadane, Joseph B. & O'Hagan, Anthony, 2005. "Statistical Methods for Eliciting Probability Distributions," Journal of the American Statistical Association, American Statistical Association, vol. 100, pages 680-701, June.
    8. Shirley Pledger, 2005. "The Performance of Mixture Models in Heterogeneous Closed Population Capture–Recapture," Biometrics, The International Biometric Society, vol. 61(3), pages 868-873, September.
    9. Xuan Mao, Chang, 2007. "Estimating population sizes for capture-recapture sampling with binomial mixtures," Computational Statistics & Data Analysis, Elsevier, vol. 51(11), pages 5211-5219, July.
    10. Metin I Eren & Anne Chao & Wen-Han Hwang & Robert K Colwell, 2012. "Estimating the Richness of a Population When the Maximum Number of Classes Is Fixed: A Nonparametric Solution to an Archaeological Problem," PLOS ONE, Public Library of Science, vol. 7(5), pages 1-11, May.
    11. Peter G.M. Van Der Heijden & Maarten Cruyff & Hans C. Van Houwelingen, 2003. "Estimating the Size of a Criminal Population from Police Records Using the Truncated Poisson Regression Model," Statistica Neerlandica, Netherlands Society for Statistics and Operations Research, vol. 57(3), pages 289-304, August.
    Full references (including those not matched with items on IDEAS)

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Chang Xuan Mao & Na You, 2009. "On Comparison of Mixture Models for Closed Population Capture–Recapture Studies," Biometrics, The International Biometric Society, vol. 65(2), pages 547-553, June.
    2. Alessio Farcomeni, 2015. "Latent class recapture models with flexible behavioural response," Statistica, Department of Statistics, University of Bologna, vol. 75(1), pages 5-17.
    3. Orasa Anan & Dankmar Böhning & Antonello Maruotti, 2017. "Population size estimation and heterogeneity in capture–recapture data: a linear regression estimator based on the Conway–Maxwell–Poisson distribution," Statistical Methods & Applications, Springer;Società Italiana di Statistica, vol. 26(1), pages 49-79, March.
    4. Hajo Holzmann & Axel Munk & Walter Zucchini, 2006. "On Identifiability in Capture–Recapture Models," Biometrics, The International Biometric Society, vol. 62(3), pages 934-936, September.
    5. Louis-Paul Rivest & Sophie Baillargeon, 2007. "Applications and Extensions of Chao's Moment Estimator for the Size of a Closed Population," Biometrics, The International Biometric Society, vol. 63(4), pages 999-1006, December.
    6. William A. Link, 2006. "The author replied as follows:," Biometrics, The International Biometric Society, vol. 62(3), pages 936-939, September.
    7. B. J. T. Morgan & M. S. Ridout, 2008. "A new mixture model for capture heterogeneity," Journal of the Royal Statistical Society Series C, Royal Statistical Society, vol. 57(4), pages 433-446, September.
    8. Rivest Louis-Paul, 2011. "A Lower Bound Model for Multiple Record Systems Estimation with Heterogeneous Catchability," The International Journal of Biostatistics, De Gruyter, vol. 7(1), pages 1-21, May.
    9. Jakub Stoklosa & Wen-Han Hwang & Sheng-Hai Wu & Richard Huggins, 2011. "Heterogeneous Capture–Recapture Models with Covariates: A Partial Likelihood Approach for Closed Populations," Biometrics, The International Biometric Society, vol. 67(4), pages 1659-1665, December.
    10. Chang Xuan Mao & Cuiying Yang & Yitong Yang & Wei Zhuang, 2017. "Estimating population sizes with the Rasch model," Annals of the Institute of Statistical Mathematics, Springer;The Institute of Statistical Mathematics, vol. 69(3), pages 705-716, June.
    11. Richard Arnold & Yu Hayakawa & Paul Yip, 2010. "Capture–Recapture Estimation Using Finite Mixtures of Arbitrary Dimension," Biometrics, The International Biometric Society, vol. 66(2), pages 644-655, June.
    12. Dankmar Böhning & Alberto Vidal-Diez & Rattana Lerdsuwansri & Chukiat Viwatwongkasem & Mark Arnold, 2013. "A Generalization of Chao's Estimator for Covariate Information," Biometrics, The International Biometric Society, vol. 69(4), pages 1033-1042, December.
    13. Dankmar Böhning, 2010. "Some General Comparative Points on Chao's and Zelterman's Estimators of the Population Size," Scandinavian Journal of Statistics, Danish Society for Theoretical Statistics;Finnish Statistical Society;Norwegian Statistical Association;Swedish Statistical Association, vol. 37(2), pages 221-236, June.
    14. Robert M. Dorazio & J. Andrew Royle, 2005. "Rejoinder to "The Performance of Mixture Models in Heterogeneous Closed Population Capture-Recapture"," Biometrics, The International Biometric Society, vol. 61(3), pages 874-876, September.
    15. Chang Xuan Mao & Jun Li, 2009. "Comparing Species Assemblages Via Species Accumulation Curves," Biometrics, The International Biometric Society, vol. 65(4), pages 1063-1067, December.
    16. Shirley Pledger & Kenneth H. Pollock & James L. Norris, 2010. "Open Capture–Recapture Models with Heterogeneity: II. Jolly–Seber Model," Biometrics, The International Biometric Society, vol. 66(3), pages 883-890, September.
    17. Chang Xuan Mao, 2008. "On the Nonidentifiability of Population Sizes," Biometrics, The International Biometric Society, vol. 64(3), pages 977-979, September.
    18. Hannah Worthington & Rachel S. McCrea & Ruth King & Richard A. Griffiths, 2019. "Estimation of Population Size When Capture Probability Depends on Individual States," Journal of Agricultural, Biological and Environmental Statistics, Springer;The International Biometric Society;American Statistical Association, vol. 24(1), pages 154-172, March.
    19. Hajo Holzmann & Axel Munk, 2008. "The authors replied as follows:," Biometrics, The International Biometric Society, vol. 64(3), pages 979-981, September.
    20. Sa-aat Niwitpong & Dankmar Böhning & Peter Heijden & Heinz Holling, 2013. "Capture–recapture estimation based upon the geometric distribution allowing for heterogeneity," Metrika: International Journal for Theoretical and Applied Statistics, Springer, vol. 76(4), pages 495-519, May.

    More about this item

    Statistics

    Access and download statistics

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:bla:biomet:v:77:y:2021:i:1:p:237-248. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Wiley Content Delivery (email available below). General contact details of provider: http://www.blackwellpublishing.com/journal.asp?ref=0006-341X .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.