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What Type of Process Underlies Options? A Simple Robust Test

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Author Info
Peter Carr (New York University)
Liuren Wu (Fordham University)

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Abstract

We develop a simple robust test for the presence of continuous and discontinuous (jump) com­ponents in the price of an asset underlying an option. Our test examines the prices of at­the­money and out­of­the­money options as the option maturity approaches zero. We show that these prices converge to zero at speeds which depend upon whether the sample path of the underlying asset price process is purely continuous, purely discontinuous, or a mixture of both. By applying the test to S&P 500 index options data, we conclude that the sample path behavior of this index contains both a continuous component and a jump component. In particular, we find that while the pres­ence of the jump component varies strongly over time, the presence of the continuous component is constantly felt. We investigate the implications of the evidence for parametric model specifications.

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File URL: http://129.3.20.41/eps/fin/papers/0207/0207019.pdf
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Publisher Info
Paper provided by EconWPA in its series Finance with number 0207019.

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Length: 41 pages
Date of creation: 01 Sep 2002
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Handle: RePEc:wpa:wuwpfi:0207019

Note: Type of Document - pdf; prepared on LaTex; to print on postscript; pages: 41 ; figures: included. prepared via dvipdfm
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Web page: http://129.3.20.41

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Related research
Keywords: Jumps; continuous martingale; option pricing; Levy density; double tails; local time.;

Other versions of this item:

Find related papers by JEL classification:
G12 - Financial Economics - - General Financial Markets - - - Asset Pricing
G13 - Financial Economics - - General Financial Markets - - - Contingent Pricing; Futures Pricing
C52 - Mathematical and Quantitative Methods - - Econometric Modeling - - - Model Evaluation and Testing

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  1. Peter Christoffersen & Steve Heston & Kris Jacobs, 2003. "Option Valuation with Conditional Skewness," CIRANO Working Papers 2003s-50, CIRANO. [Downloadable!]
    Other versions:
  2. Tim Bollerslev & Viktor Todorov, 2009. "Tails, Fears and Risk Premia," CREATES Research Papers 2009-26, School of Economics and Management, University of Aarhus. [Downloadable!]
  3. Sergei Levendorskii, 2004. "The American put and European options near expiry, under Levy processes," Quantitative Finance Papers cond-mat/0404103, arXiv.org. [Downloadable!]
  4. Marian Micu, 2005. "Extracting expectations from currency option prices: a comparison of methods," Computing in Economics and Finance 2005 226, Society for Computational Economics. [Downloadable!]
  5. Jing-zhi Huang & Liuren Wu, 2004. "Specification Analysis of Option Pricing Models Based on Time-Changed Levy Processes," Econometric Society 2004 North American Winter Meetings 405, Econometric Society. [Downloadable!]
    Other versions:
  6. Alvaro Cartea, 2005. "Dynamic Hedging of Financial Instruments When the Underlying Follows a Non-Gaussian Process," Birkbeck Working Papers in Economics and Finance 0508, Birkbeck, Department of Economics, Mathematics & Statistics. [Downloadable!]
  7. George J. Jiang & Ingrid Lo & Adrien Verdelhan, 2008. "Information Shocks, Jumps, and Price Discovery -- Evidence from the U.S. Treasury Market," Working Papers 08-22, Bank of Canada. [Downloadable!]
  8. Peter Carr & Liuren Wu, 2004. "Static Hedging of Standard Options," Finance 0409016, EconWPA. [Downloadable!]
  9. Li, Minqiang, 2008. "Price Deviations of S&P 500 Index Options from the Black-Scholes Formula Follow a Simple Pattern," MPRA Paper 11530, University Library of Munich, Germany. [Downloadable!]
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