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What Will Happen To Financial Markets When The Baby Boomers Retire?

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Robin Brooks (International Monetary Fund)

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Abstract

This paper explores whether changes in the age distribution have significant effects on financial markets that are rational and forward-looking. It presents a stationary overlapping generations model in which agents save for retirement while working, making a portfolio decision over risky equity and riskless bonds in zero net supply. The model features only aggregate uncertainty, a technology shock to production and random population growth, and is solved numerically using the parameterized expectations approach (PEA) following Den Haan and Marcet (1990). The methodology of Den Haan and Marcet (1994) is used to test the accuracy of the solution. Although agents' degree of risk aversion is constant over time, they invest as if increasingly risk averse with age: young workers short the riskless asset in order to hold equity, while old workers hold mostly the riskless asset. This portfolio behavior stems from an implicit holding of a nontradable asset, human capital. Using the PEA solution to simulate a baby boom-baby bust reveals that the return differential between equity and bonds rises significantly when boom turns to bust. At this point a large cohort of old workers trades with a smaller cohort of young workers, resulting in excess demand for the riskless asset, which pushes down the riskfree rate relative to the return on equity. There is thus cohort-specific demographic risk in financial markets that are rational and forward-looking, with returns to baby boomers significantly below steady state returns. The paper also demonstrates that a simple pay-as-you-go pension scheme fails to insure agents against this cohort-specific risk, concluding that only government can insure agents against it, by varying borrowing over time and thereby making transfers of wealth across non-overlapping generations.An appendix solves the model using a "projection" PEA, which uses a nonlinear equation solver to find the coefficients at which the approximating function equals the numerically computed conditional expectation. It compares the efficiency and accuracy of this solution method to that of the Monte Carlo PEA.

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Paper provided by Society for Computational Economics in its series Computing in Economics and Finance 2000 with number 92.

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Date of creation: 05 Jul 2000
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Handle: RePEc:sce:scecf0:92

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  1. Garry Young, . "The implications of an ageing population for the UK economy," Bank of England working papers 159, Bank of England. [Downloadable!]
  2. Florian Heiss & Alexander Ludwig & Joachim Winter, 2002. "Pension reform, capital markets, and the rate of return," MEA discussion paper series 02023, Mannheim Research Institute for the Economics of Aging (MEA), University of Mannheim. [Downloadable!]
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  3. A. Bovenberg, 2003. "Financing Retirement in the European Union," Asia-Pacific Financial Markets, Springer, vol. 10(6), pages 713-734, November. [Downloadable!] (restricted)
    Other versions:
  4. Andrew Ang & Angela Maddaloni, 2003. "Do demographic changes affect risk premiums? Evidence from international data," Working Paper Series 208, European Central Bank. [Downloadable!]
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  5. Robert Fenge & Martin Werding, 2003. "Ageing and Fiscal Imbalances Across Generations: Concepts of Measurement," CESifo Working Paper Series CESifo Working Paper No. , CESifo Group Munich. [Downloadable!]
  6. Kevin C. Cheng, 2003. "Economic Implications of China's Demographics in the 21st Century," IMF Working Papers 03/29, International Monetary Fund. [Downloadable!]
  7. repec:bep:macadv:v:6:y:2006:i:1:p:1298-1298 is not listed on IDEAS
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  8. Whelan, Shane, 2007. "Valuing Ireland's Pension System," Quarterly Economic Commentary: Special Articles, Economic and Social Research Institute (ESRI), vol. 2007(2-Summer), pages 55-80. [Downloadable!]
  9. Heikki Oksanen, 2001. "A Case for Partial Funding of Pensions with an Application to the EU Candidate Countries," CESifo Working Paper Series CESifo Working Paper No. , CESifo Group Munich. [Downloadable!]
  10. Brian McCulloch & Jane Frances, 2001. "Financing New Zealand Superannuation," Treasury Working Paper Series 01/20, New Zealand Treasury. [Downloadable!]
  11. Roberto A. De Santis & Melanie Lührmann, 2006. "On the determinants of external imbalances and net international portfolio flows - a global perspective," Working Paper Series 651, European Central Bank. [Downloadable!]
  12. William E. Shambora, 2006. "Will retiring boomers really cause a stock market meltdown?," Applied Financial Economics, Taylor and Francis Journals, vol. 16(17), pages 1239-1250, November. [Downloadable!] (restricted)
  13. Junning Cai, 2004. "Baby Boom, Asset Market Meltdown and Liquidity Trap," Macroeconomics 0401002, EconWPA. [Downloadable!]
  14. E Philip Davis & Christine Li, 2003. "Demographics And Financial Asset Prices In The Major Industrial Economies," Public Policy Discussion Papers 03-07, Economics and Finance Section, School of Social Sciences, Brunel University. [Downloadable!]
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  15. Andrew B. Abel, 2001. "Will bequests attenuate the predicted meltdown in stock prices when baby boomers retire?," Working Papers 01-2, Federal Reserve Bank of Philadelphia. [Downloadable!]
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  16. Christian Helmenstein & Alexia Prskawetz & Yuri Yegorov, 2002. "Wealth and cohort size: stock market boom or bust ahead?," MPIDR Working Papers WP-2002-051, Max Planck Institute for Demographic Research, Rostock, Germany. [Downloadable!]
  17. Barry P. Bosworth & Ralph C. Bryant & Gary Burtless, 2004. "The Impact of Aging on Financial Markets and the Economy: A Survey," Working Papers, Center for Retirement Research at Boston College 2004-23, Center for Retirement Research. [Downloadable!]
  18. Melanie Lührmann, 2003. "Demographic Change, Foresight and International Capital Flows," MEA discussion paper series 03038, Mannheim Research Institute for the Economics of Aging (MEA), University of Mannheim. [Downloadable!]
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  19. Börsch-Supan, Axel & Ludwig, Alexander & Winter, Joachim, 2001. "Aging, pension reform, and capital flows: A multi-country simulation model," Sonderforschungsbereich 504 Publications 01-08, Sonderforschungsbereich 504, Universität Mannheim & Sonderforschungsbereich 504, University of Mannheim. [Downloadable!]
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