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Shrinkage methods for instrumental variable estimation

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Author Info
Ryo Okui
Abstract

This paper proposes shrinkage methods in instrumental variable estimations to solve the ``many instruments'' problem. Even though using a large number of instruments reduces the asymptotic variances of the estimators, it has been observed both in theoretical works and in practice that in finite samples the estimators may behave very poorly if the number of instruments is large. This problem can be addressed by shrinking the influence of a subset of instrumental variables. An instrumental variable estimator is the solution to an equation which is a weighted sum of sample moment conditions; We reconstruct the estimating equation by shrinking some elements of that weighting vector. This idea can also be interpreted as shrinking some of the OLS coefficient estimates from the regression of the endogenous variables on the instruments then using the predicted values of the endogenous variables based on the shrunk coefficient estimates as the instruments. The shrinkage parameter is chosen to minimize the asymptotic MSE. It is found that the optimal shrinkage parameter has a closed form which leads to easy implementation. The Monte Carlo result shows that the shrinkage methods work well and moreover perform better than the instrument selection procedure in Donald and Newey (2001) in several situations relevant to applications

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Publisher Info
Paper provided by Econometric Society in its series Econometric Society 2004 Far Eastern Meetings with number 678.

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Date of creation: 11 Aug 2004
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Handle: RePEc:ecm:feam04:678

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Related research
Keywords: TSLS; LIML; shrinkage estimator; instrumental variables;

Find related papers by JEL classification:
C21 - Mathematical and Quantitative Methods - - Single Equation Models; Single Variables - - - Cross-Sectional Models; Spatial Models; Treatment Effect Models
C31 - Mathematical and Quantitative Methods - - Multiple or Simultaneous Equation Models; Multiple Variables - - - Cross-Sectional Models; Spatial Models; Treatment Effect Models

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This page was last updated on 2010-1-17.


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