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Prices and Portfolio Choices in Financial Markets: Theory, Econometrics, Experiments

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Author Info
Peter Bossaerts (California Institute of Technology Centre for Economic Policy Research and Swiss Finance Institute)
Charles Plott (California Institute of Technology)
William R. Zame (UCLA and California Institute of Technology)

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Abstract

Many tests of asset pricing models address only the pricing predictions — but these pricing predictions rest on portfolio choice predictions which seem obviously wrong. This paper suggests a new approach to asset pricing and portfolio choices, based on unobserved heterogeneity. This approach yields the standard pricing conclusions of classical models but is consistent with very different portfolio choices. Novel econometric tests link the price and portfolio predictions and take account of the general equilibrium effects of sample-size bias. The paper works through the approach in detail for the case of the classical CAPM, producing a model called CAPM+€. When these econometric tests are applied to data generated by large-scale laboratory asset markets which reveal both prices and portfolio choices, CAPM+€ is not rejected.

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Publisher Info
Paper provided by Swiss Finance Institute in its series Swiss Finance Institute Research Paper Series with number 07-05.

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Length: 61 pages
Date of creation: Jul 2003
Date of revision: Mar 2007
Handle: RePEc:chf:rpseri:rp0705

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Web page: http://www.SwissFinanceInstitute.ch
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Related research
Keywords: experimental finance; experimental asset markets; risk aversion;

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Find related papers by JEL classification:
C91 - Mathematical and Quantitative Methods - - Design of Experiments - - - Laboratory, Individual Behavior
C92 - Mathematical and Quantitative Methods - - Design of Experiments - - - Laboratory, Group Behavior
D51 - Microeconomics - - General Equilibrium and Disequilibrium - - - Exchange and Production Economies
G11 - Financial Economics - - General Financial Markets - - - Portfolio Choice; Investment Decisions
G12 - Financial Economics - - General Financial Markets - - - Asset Pricing

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  1. Catherine Eckel & Rick Wilson, 2006. "Internet cautions: Experimental games with internet partners," Experimental Economics, Springer, vol. 9(1), pages 53-66, April. [Downloadable!] (restricted)
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