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Ethics and Governance

In: Foundations for Fintech

Author

Listed:
  • David, Kuo Chuen LEE
  • Joseph LIM
  • Kok Fai PHOON
  • Yu WANG

Abstract

Ethics and governance is an area which few of you know much. It is not taught in school and much of it is learned on the job. However, this area is one which you should take seriously. Compliance with the ethical codes and governance requirements is necessary for one to be a competent professional. Violation of the codes and governance requirements has grave consequences for the professional’s reputation and ability to practice. Even if a violation does not result in some penalty, trust in the professional may be eroded and her professional standing diminished.The scope of this module is very wide. To keep the material manageable we have focused on the fundamentals. Candidates interested in particular areas or topics can use the references to expand their knowledge and understanding.

Suggested Citation

  • David, Kuo Chuen LEE & Joseph LIM & Kok Fai PHOON & Yu WANG, 2021. "Ethics and Governance," World Scientific Book Chapters, in: David Kuo Chuen Lee & Joseph Lim & Kok Fai Phoon & Yu Wang (ed.), Foundations for Fintech, chapter 1, pages 3-22, World Scientific Publishing Co. Pte. Ltd..
    • Handle: RePEc:wsi:wschap:9789811238819_0001
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    More about this item

    Keywords

    Financial Technology; Finance; Financial Innovation; Statistics; Quantitative Methods; Ethics; Governance; Emerging Technology; Data Science;
    All these keywords.

    JEL classification:

    • O33 - Economic Development, Innovation, Technological Change, and Growth - - Innovation; Research and Development; Technological Change; Intellectual Property Rights - - - Technological Change: Choices and Consequences; Diffusion Processes
    • G2 - Financial Economics - - Financial Institutions and Services

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