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Signaling and Counter‐Signaling in the Judicial Hierarchy: An Empirical Analysis of En Banc Review

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  • Deborah Beim
  • Alexander V. Hirsch
  • Jonathan P. Kastellec

Abstract

We leverage the institutional features of American courts to evaluate the importance of whistleblowers in hierarchical oversight. Drawing on a formal theory of signaling in the judicial hierarchy, we examine the role of whistleblowing dissents in triggering en banc review of three‐judge panels by full circuits of the Courts of Appeals. The theory generates predictions about how dissent interacts with judicial preferences to influence circuits' review and reversal decisions, which we test using original and existing data. First, we show that judges who dissent counter to their preferences are more likely to see their dissents lead to review and reversal. Second, we show that dissents are most influential when the likelihood of non‐compliance by a three‐judge panel is highest. Our results underscore the importance of dissent in the judicial hierarchy and illustrate how judicial whistleblowers can help appellate courts target the most important cases for review.

Suggested Citation

  • Deborah Beim & Alexander V. Hirsch & Jonathan P. Kastellec, 2016. "Signaling and Counter‐Signaling in the Judicial Hierarchy: An Empirical Analysis of En Banc Review," American Journal of Political Science, John Wiley & Sons, vol. 60(2), pages 490-508, April.
  • Handle: RePEc:wly:amposc:v:60:y:2016:i:2:p:490-508
    DOI: 10.1111/ajps.12193
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    Cited by:

    1. Keith Carlson & Michael A. Livermore & Daniel N. Rockmore, 2020. "The Problem of Data Bias in the Pool of Published U.S. Appellate Court Opinions," Journal of Empirical Legal Studies, John Wiley & Sons, vol. 17(2), pages 224-261, June.
    2. Joshua A Strayhorn, 2019. "Competing signals in the judicial hierarchy," Journal of Theoretical Politics, , vol. 31(3), pages 308-329, July.
    3. Xiaohong Yu & Zhaoyang Sun, 2022. "The company they keep: When and why Chinese judges engage in collegiality," Journal of Empirical Legal Studies, John Wiley & Sons, vol. 19(4), pages 936-1002, December.
    4. John Szmer & Robert K. Christensen & Samuel Grubbs, 2020. "What influences the influence of U.S. Courts of Appeals decisions?," European Journal of Law and Economics, Springer, vol. 49(1), pages 55-81, February.
    5. Chen, Daniel L. & Halberstam, Yosh & Yu, Alan, 2016. "Covering: Mutable Characteristics and Perceptions of Voice in the U.S. Supreme Court," TSE Working Papers 16-680, Toulouse School of Economics (TSE), revised Feb 2020.
    6. Christoph Engel, 2021. "Lucky You: Your Case is Heard by a Seasoned Panel – Panel Effects in the German Constitutional Court," Discussion Paper Series of the Max Planck Institute for Research on Collective Goods 2021_05, Max Planck Institute for Research on Collective Goods, revised 01 Jun 2022.
    7. Schoenherr, Jessica A. & Black, Ryan C., 2019. "Friends with benefits: Case significance, amicus curiae, and agenda setting on the U.S. Supreme Court," International Review of Law and Economics, Elsevier, vol. 58(C), pages 43-53.

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