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Internal Finance and Investment: Evidence from the Undistributed Profits Tax of 1936-37

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Author Info
Calomiris, Charles W
Hubbard, R Glenn

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Abstract

Theoretical work on financing costs under asymmetric information has linked shifts in firm's internal funds and investment spending, holding constant investment opportunities. An impediment to convincing tests of these models is the lack of firm-level data on the relative costs of internal and external funds. The authors use a tax experiment, the surtax on undistributed profits in the 1930s, to identify firms' relative cost of internal and external funds by calculating surtax margins. The investment of high-surtax-margin firms was sensitive to shifts in cash flow, holding constant investment opportunities. Other firms did not display sensitivity of investment to internal funds. Copyright 1995 by University of Chicago Press.

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Publisher Info
Article provided by University of Chicago Press in its journal Journal of Business.

Volume (Year): 68 (1995)
Issue (Month): 4 (October)
Pages: 443-82
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Handle: RePEc:ucp:jnlbus:v:68:y:1995:i:4:p:443-82

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  1. Jackie Krafft, 2006. "Business history and the organization of industry," Post-Print hal-00211780_v1, HAL. [Downloadable!]
  2. Christian Keuschnigg & Evelyn Ribi, 2009. "Profit Taxation and Finance Constraints," University of St. Gallen Department of Economics working paper series 2009 2009-05, Department of Economics, University of St. Gallen. [Downloadable!]
    Other versions:
  3. Randall Morck, 2004. "How to Eliminate Pyramidal Business Groups - The Double Taxation of Inter-Corporate Dividends and Other Incisive Uses of Tax Policy," NBER Working Papers 10944, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
    Other versions:
  4. Baer, Herbert L. & France, Virginia G. & Moser, James T., 1994. "Opportunity cost and prudentiality : an analysis of futures clearinghouse behavior," Policy Research Working Paper Series 1340, The World Bank. [Downloadable!]
  5. Maria Angelica Arbelaez & Juan Jose Echavarria, 2002. "Credit, Financial Liberalization and Manufacturing Investment in Colombia," RES Working Papers 3145, Inter-American Development Bank, Research Department. [Downloadable!]
  6. Ugo Albertazzi & Leonardo Gambacorta, 2006. "Bank profitability and the business cycle," Temi di discussione (Economic working papers) 601, Bank of Italy, Economic Research Department. [Downloadable!]
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