IDEAS home Printed from https://ideas.repec.org/a/spr/scient/v96y2013i2d10.1007_s11192-013-0951-6.html
   My bibliography  Save this article

Two simple new bibliometric indexes to better evaluate research in disciplines where publications typically receive less citations

Author

Listed:
  • Giovanni Anania

    (University of Calabria)

  • Annarosa Caruso

    (University of Calabria)

Abstract

The paper proposes two simple new indexes—k and w—to assess a scientist’s publications record based on citations. The two indexes are superior to the widely used h index (Hirsch, 2005), as they preserve all its valuable characteristics and try to overcome one of its shortcomings, i.e. that it uses only a fraction of the information contained in a scientist’s citations profile and, as a result, it is defined over the set of positive integers and does not show a sufficiently fine ‘granularity’ to allow a fully satisfactory ranking of scientists. This problem is particularly acute in many areas of Social Sciences and Humanities, where scientific productivity and citation practices typically yield fewer citations per paper and, as a consequence, are characterized by ‘structurally’ lower values of the h index. Both the indexes proposed are defined over R+, their integer part is equal to the scientist’s h index and they fall in the right-open interval [h, h+1). While the h index is influenced only by part of the citations received by a scientist’s most-cited publications, the k index takes into account all the citations received by her most-cited publications and the w index accounts for the citations received by the entire set of her publications. Variants of the k and w indexes are proposed which consider co-authorship. To show the extent to which the h index and the new indexes proposed may yield different results, they are calculated for 332 professors of economics in Italian universities and the results obtained used to rank Italian university departments.

Suggested Citation

  • Giovanni Anania & Annarosa Caruso, 2013. "Two simple new bibliometric indexes to better evaluate research in disciplines where publications typically receive less citations," Scientometrics, Springer;Akadémiai Kiadó, vol. 96(2), pages 617-631, August.
  • Handle: RePEc:spr:scient:v:96:y:2013:i:2:d:10.1007_s11192-013-0951-6
    DOI: 10.1007/s11192-013-0951-6
    as

    Download full text from publisher

    File URL: http://link.springer.com/10.1007/s11192-013-0951-6
    File Function: Abstract
    Download Restriction: Access to the full text of the articles in this series is restricted.

    File URL: https://libkey.io/10.1007/s11192-013-0951-6?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to search for a different version of it.

    References listed on IDEAS

    as
    1. Lutz Bornmann & Rüdiger Mutz & Hans‐Dieter Daniel, 2008. "Are there better indices for evaluation purposes than the h index? A comparison of nine different variants of the h index using data from biomedicine," Journal of the American Society for Information Science and Technology, Association for Information Science & Technology, vol. 59(5), pages 830-837, March.
    2. John Panaretos & Chrisovaladis Malesios, 2009. "Assessing scientific research performance and impact with single indices," Scientometrics, Springer;Akadémiai Kiadó, vol. 81(3), pages 635-670, December.
    3. Marcella Corsi & Carlo D'Ippoliti & Federico Lucidi, 2011. "On the Evaluation of Economic Research: The Case of Italy," Economia politica, Società editrice il Mulino, issue 3, pages 369-402.
    4. Anton J. Nederhof, 2006. "Bibliometric monitoring of research performance in the Social Sciences and the Humanities: A Review," Scientometrics, Springer;Akadémiai Kiadó, vol. 66(1), pages 81-100, January.
    5. Pablo D. Batista & Mônica G. Campiteli & Osame Kinouchi, 2006. "Is it possible to compare researchers with different scientific interests?," Scientometrics, Springer;Akadémiai Kiadó, vol. 68(1), pages 179-189, July.
    6. Roberto Todeschini, 2011. "The j-index: a new bibliometric index and multivariate comparisons between other common indices," Scientometrics, Springer;Akadémiai Kiadó, vol. 87(3), pages 621-639, June.
    7. Marco Lippi & Franco Peracchi, 2007. "Il primo esercizio italiano di valutazione della ricerca: una prima valutazione," Rivista italiana degli economisti, Società editrice il Mulino, issue 2, pages 267-276.
    8. S. Alonso & F. J. Cabrerizo & E. Herrera-Viedma & F. Herrera, 2010. "hg-index: a new index to characterize the scientific output of researchers based on the h- and g-indices," Scientometrics, Springer;Akadémiai Kiadó, vol. 82(2), pages 391-400, February.
    9. András Schubert, 2007. "Successive h-indices," Scientometrics, Springer;Akadémiai Kiadó, vol. 70(1), pages 201-205, January.
    10. Richard S. J. Tol, 2009. "The h-index and its alternatives: An application to the 100 most prolific economists," Scientometrics, Springer;Akadémiai Kiadó, vol. 80(2), pages 317-324, August.
    11. Leo Egghe, 2006. "Theory and practise of the g-index," Scientometrics, Springer;Akadémiai Kiadó, vol. 69(1), pages 131-152, October.
    12. Marcella Corsi & Carlo D'Ippoliti & Federico Lucidi, 2010. "Pluralism In Economics And The Evaluation Of Economic Research In Italy," DULBEA Working Papers 10-05, ULB -- Universite Libre de Bruxelles.
    13. Chun-Ting Zhang, 2009. "The e-Index, Complementing the h-Index for Excess Citations," PLOS ONE, Public Library of Science, vol. 4(5), pages 1-4, May.
    14. Marcella Corsi & Carlo D'Ippoliti & Federico Lucidi, 2010. "Pluralism at Risk? Heterodox Economic Approaches and the Evaluation of Economic Research in Italy," American Journal of Economics and Sociology, Wiley Blackwell, vol. 69(5), pages 1495-1529, November.
    15. Thomas R. Anderson & Robin K. S. Hankin & Peter D. Killworth, 2008. "Beyond the Durfee square: Enhancing the h-index to score total publication output," Scientometrics, Springer;Akadémiai Kiadó, vol. 76(3), pages 577-588, September.
    16. Alonso, S. & Cabrerizo, F.J. & Herrera-Viedma, E. & Herrera, F., 2009. "h-Index: A review focused in its variants, computation and standardization for different scientific fields," Journal of Informetrics, Elsevier, vol. 3(4), pages 273-289.
    17. Frances Ruane & Richard S. J. Tol, 2008. "Rational (successive) h-indices: An application to economics in the Republic of Ireland," Scientometrics, Springer;Akadémiai Kiadó, vol. 75(2), pages 395-405, May.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. A. Baccini & L. Barabesi & M. Cioni & C. Pisani, 2014. "Crossing the hurdle: the determinants of individual scientific performance," Scientometrics, Springer;Akadémiai Kiadó, vol. 101(3), pages 2035-2062, December.
    2. Fabio Zagonari, 2019. "Scientific Production and Productivity for Characterizing an Author’s Publication History: Simple and Nested Gini’s and Hirsch’s Indexes Combined," Publications, MDPI, vol. 7(2), pages 1-30, May.
    3. Muhammad Salman & Mohammad Masroor Ahmed & Muhammad Tanvir Afzal, 2021. "Assessment of author ranking indices based on multi-authorship," Scientometrics, Springer;Akadémiai Kiadó, vol. 126(5), pages 4153-4172, May.
    4. Alberto Baccini & Lucio Barabesi & Martina Cioni & Caterina Pisani, 2013. "Crossing the hurdle: the determinants of individual scientific performance," Department of Economics University of Siena 691, Department of Economics, University of Siena.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Anania, Giovanni & Caruso, Annarosa, 2012. "Two New Simple Bibliometric Indexes to Better Evaluate Research in Economics," 2012 First Congress, June 4-5, 2012, Trento, Italy 124116, Italian Association of Agricultural and Applied Economics (AIEAA).
    2. Lorna Wildgaard & Jesper W. Schneider & Birger Larsen, 2014. "A review of the characteristics of 108 author-level bibliometric indicators," Scientometrics, Springer;Akadémiai Kiadó, vol. 101(1), pages 125-158, October.
    3. Brandão, Luana Carneiro & Soares de Mello, João Carlos Correia Baptista, 2019. "A multi-criteria approach to the h-index," European Journal of Operational Research, Elsevier, vol. 276(1), pages 357-363.
    4. Ana Paula dos Santos Rubem & Ariane Lima Moura & João Carlos Correia Baptista Soares de Mello, 2015. "Comparative analysis of some individual bibliometric indices when applied to groups of researchers," Scientometrics, Springer;Akadémiai Kiadó, vol. 102(1), pages 1019-1035, January.
    5. Sidiropoulos, A. & Gogoglou, A. & Katsaros, D. & Manolopoulos, Y., 2016. "Gazing at the skyline for star scientists," Journal of Informetrics, Elsevier, vol. 10(3), pages 789-813.
    6. Zhenbin Yan & Qiang Wu & Xingchen Li, 2016. "Do Hirsch-type indices behave the same in assessing single publications? An empirical study of 29 bibliometric indicators," Scientometrics, Springer;Akadémiai Kiadó, vol. 109(3), pages 1815-1833, December.
    7. Bornmann, Lutz & Mutz, Rüdiger & Hug, Sven E. & Daniel, Hans-Dieter, 2011. "A multilevel meta-analysis of studies reporting correlations between the h index and 37 different h index variants," Journal of Informetrics, Elsevier, vol. 5(3), pages 346-359.
    8. Vîiu, Gabriel-Alexandru, 2016. "A theoretical evaluation of Hirsch-type bibliometric indicators confronted with extreme self-citation," Journal of Informetrics, Elsevier, vol. 10(2), pages 552-566.
    9. Deming Lin & Tianhui Gong & Wenbin Liu & Martin Meyer, 2020. "An entropy-based measure for the evolution of h index research," Scientometrics, Springer;Akadémiai Kiadó, vol. 125(3), pages 2283-2298, December.
    10. Roberto Todeschini, 2011. "The j-index: a new bibliometric index and multivariate comparisons between other common indices," Scientometrics, Springer;Akadémiai Kiadó, vol. 87(3), pages 621-639, June.
    11. Franceschini, Fiorenzo & Maisano, Domenico, 2010. "The citation triad: An overview of a scientist's publication output based on Ferrers diagrams," Journal of Informetrics, Elsevier, vol. 4(4), pages 503-511.
    12. Kakushadze, Zura, 2016. "An index for SSRN downloads," Journal of Informetrics, Elsevier, vol. 10(1), pages 9-28.
    13. J. E. Hirsch, 2010. "An index to quantify an individual’s scientific research output that takes into account the effect of multiple coauthorship," Scientometrics, Springer;Akadémiai Kiadó, vol. 85(3), pages 741-754, December.
    14. Shaibu Mohammed & Emmanuel K. Nyantakyi & Anthony Morgan & Prosper Anumah & Justice Sarkodie-kyeremeh, 2021. "Use of relative extra citation counts and uncited publications to enhance the discriminatory power of the h-index," Scientometrics, Springer;Akadémiai Kiadó, vol. 126(1), pages 181-199, January.
    15. Lorna Wildgaard, 2015. "A comparison of 17 author-level bibliometric indicators for researchers in Astronomy, Environmental Science, Philosophy and Public Health in Web of Science and Google Scholar," Scientometrics, Springer;Akadémiai Kiadó, vol. 104(3), pages 873-906, September.
    16. Pablo Dorta-González & María-Isabel Dorta-González, 2011. "Central indexes to the citation distribution: a complement to the h-index," Scientometrics, Springer;Akadémiai Kiadó, vol. 88(3), pages 729-745, September.
    17. Georgios Stoupas & Antonis Sidiropoulos & Antonia Gogoglou & Dimitrios Katsaros & Yannis Manolopoulos, 2018. "Rainbow ranking: an adaptable, multidimensional ranking method for publication sets," Scientometrics, Springer;Akadémiai Kiadó, vol. 116(1), pages 147-160, July.
    18. Parul Khurana & Kiran Sharma, 2022. "Impact of h-index on author’s rankings: an improvement to the h-index for lower-ranked authors," Scientometrics, Springer;Akadémiai Kiadó, vol. 127(8), pages 4483-4498, August.
    19. Yu Liu & Wei Zuo & Ying Gao & Yanhong Qiao, 2013. "Comprehensive geometrical interpretation of h-type indices," Scientometrics, Springer;Akadémiai Kiadó, vol. 96(2), pages 605-615, August.
    20. Kuan, Chung-Huei & Huang, Mu-Hsuan & Chen, Dar-Zen, 2011. "Ranking patent assignee performance by h-index and shape descriptors," Journal of Informetrics, Elsevier, vol. 5(2), pages 303-312.

    More about this item

    Keywords

    Bibliometrics; Citation statistics; h index; Evaluating research in Social Sciences;
    All these keywords.

    JEL classification:

    • A11 - General Economics and Teaching - - General Economics - - - Role of Economics; Role of Economists

    Statistics

    Access and download statistics

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:spr:scient:v:96:y:2013:i:2:d:10.1007_s11192-013-0951-6. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Sonal Shukla or Springer Nature Abstracting and Indexing (email available below). General contact details of provider: http://www.springer.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.