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Capital Markets: Theory and Evidence

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Author Info
Michael C. Jensen

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Abstract

This paper is a review of the foundations and current state of mean-variance capital market theory. This work, whose foundations lie in the mean-variance portfolio model of Markowitz, deals with determination of the prices of capital assets under conditions of uncertainty. The Sharpe-Lintner capital asset pricing model which forms the core of this body of literature is an investigation of the implications of the normative Markowitz model for the equilibrium structure of asset prices. The essential characteristics of these models are reviewed along with the current state of the empirical evidence bearing on them. Many of the recent extensions of the theory are also reviewed and some attempt is made to integrate these extensions with the currently available empirical evidence.

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Publisher Info
Article provided by The RAND Corporation in its journal Bell Journal of Economics.

Volume (Year): 3 (1972)
Issue (Month): 2 (Autumn)
Pages: 357-398
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Handle: RePEc:rje:bellje:v:3:y:1972:i:autumn:p:357-398

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  1. Merton, Robert C., 1986. "Capital market theory and the pricing of financial securities," Working papers 1818-86., Massachusetts Institute of Technology (MIT), Sloan School of Management. [Downloadable!]
    Other versions:
  2. Alan J. Auerbach, 1984. "Taxation, Corporate Financial Policy and the Cost of Capital," NBER Working Papers 1026, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
    Other versions:
  3. Robert L. McDonald, 1984. "Government Debt and Private Leverage: An Extension of the Miller Theorem," NBER Working Papers 0965, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
  4. Srilata A. Zaheer, . "Acceptable Risk: A Study of Global Currency Trading Rooms in the US and Japan," Center for Financial Institutions Working Papers 97-22, Wharton School Center for Financial Institutions, University of Pennsylvania. [Downloadable!]
  5. G. P. Diacogiannis, 1999. "A three-dimensional risk-return relationship based upon the inefficiency of a portfolio: derivation and implications," European Journal of Finance, Taylor and Francis Journals, vol. 5(3), pages 225-235, September. [Downloadable!] (restricted)
  6. Schmalensee, Richard., 1978. "A simple model of risk and return on long-lived tangible assets," Working papers 1036-78., Massachusetts Institute of Technology (MIT), Sloan School of Management. [Downloadable!]
  7. Gene M. Grossman & James A. Levinsohn, 1990. "Import Competition and the Stock Market Return to Capital," NBER Working Papers 2420, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
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  8. James A. Levinsohn & Jeffrey K. MacKie-Mason, 1989. "A Simple, Consistent Estimator for Disturbance Components in Financial Models," NBER Technical Working Papers 0080, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
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  9. Alban Thomas, 1991. "Estimation du modéle C.A.P.M. avec primes de risque variables dans le cas de la France," Annales d'Economie et de Statistique, ADRES, issue 22, pages 07, Avril-Jui. [Downloadable!]
  10. Merton, Robert C., 1975. "Option pricing when underlying stock returns are discontinuous," Working papers 787-75., Massachusetts Institute of Technology (MIT), Sloan School of Management. [Downloadable!]
    Other versions:
  11. Modigliani, Franco. & Pogue, G. A., 1973. "An introduction to risk and return concepts and evidence," Working papers 646-73., Massachusetts Institute of Technology (MIT), Sloan School of Management. [Downloadable!]
  12. M. Ali Khan & Yeneng Sun, 1996. "Hyperfinite Asset Pricing Theory," Cowles Foundation Discussion Papers 1139, Cowles Foundation, Yale University. [Downloadable!]
  13. William Jackson, 1976. "Determinants of long-term bond risk," Working Paper 76-03, Federal Reserve Bank of Richmond. [Downloadable!]
  14. Silvia Bou, 2006. "El riesgo y las estrategias en la evaluacion de los fondos de inversion de renta variable," Working Papers 200603, Department of Business Economics, Universitat Autonoma de Barcelona. [Downloadable!]
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