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Managerial Optimism and Corporate Finance

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Author Info
J B Heaton
Abstract

Two dominant features emerge from a simple model of corporate finance with excessively optimistic managers and efficient capital markets.First,optimistic managers believe that capital markets undervalue their firm ’s risky securities,and may decline positive net present value projects that must be financed externally.Second,optimistic managers overvalue their own corporate projects and may wish to invest in negative net present value projects even when they are loyal to shareholders.These results establish an underinvestment- overinvestment tradeoff related to free cash flow without invoking asymmetric information or rational agency costs.

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Publisher Info
Article provided by Financial Management Association in its journal Financial Management.

Volume (Year): 31 (2002)
Issue (Month): 2 (Summer)
Pages:
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Handle: RePEc:fma:fmanag:heaton02

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  1. Marianne Bertrand & Sendhil Mullainathan, 2005. "Profitable Investments or Dissipated Cash? Evidence on the Investment-Cash Flow Relationship From Oil and Gas Lease Bidding," NBER Working Papers 11126, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
    Other versions:
  2. Kuhnen, Camelia & Knutson, Brian, 2008. "The Influence of Affect on Beliefs, Preferences and Financial Decisions," MPRA Paper 10410, University Library of Munich, Germany. [Downloadable!]
  3. Ulrike Malmendier & Geoffrey Tate, 2004. "CEO Overconfidence and Corporate Investment," NBER Working Papers 10807, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
  4. Cécile Carpentier & Jean-François L'Her & Stephan Smith & Jean-Marc Suret, 2007. "Risk, Timing and Overoptimism in Private Placements and Public Offerings," CIRANO Working Papers 2007s-27, CIRANO. [Downloadable!]
  5. Ulrike Malmendier & Geoffrey Tate, 2004. "Who Makes Acquisitions? CEO Overconfidence and the Market's Reaction," NBER Working Papers 10813, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
  6. Ulrike Malmendier & Geoffrey Tate & Jonathan Yan, 2007. "Corporate Financial Policies With Overconfident Managers," NBER Working Papers 13570, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
  7. Rachel A. Campbell & Roman Kräussl, 2006. "Does Patience Pay? Empirical Testing of the Option to Delay Accepting a Tender Offer in the U.S. Banking Sector," CFS Working Paper Series 2006/32, Center for Financial Studies. [Downloadable!]
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