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Optimal Dynamic Trading with Leverage Constraints

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Author Info
Grossman, Sanford J.
Vila, Jean-Luc
Abstract

We solve for the optimal dynamic trading strategy of an investor who faces a leverage constraint, i.e., a limitation on his ability to borrow for the purpose of investing in a risky asset. We assume that the investor has constant relative risk aversion, and that the value of the risky asset follows a geometric Brownian motion. In the absence of the leverage constraint, the optimal strategy involves investing a fixed proportion of wealth in the risky asset. We prove that, in the presence of the leverage constraint, the optimal investment also involves investing a fixed proportion of wealth in the risky asset when the leverage constraint is not binding. However, the two proportions are different, reflecting the extent to which the investor alters his strategy even when the leverage constraint is not binding because of the possibility that the leverage constraint will become binding in the future.

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File URL: http://journals.cambridge.org/abstract_S0022109000007985
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Publisher Info
Article provided by Cambridge University Press in its journal Journal of Financial and Quantitative Analysis.

Volume (Year): 27 (1992)
Issue (Month): 02 (June)
Pages: 151-168
Download reference. The following formats are available: HTML (with abstract), plain text (with abstract), BibTeX, RIS (EndNote, RefMan, ProCite), ReDIF
Handle: RePEc:cup:jfinqa:v:27:y:1992:i:02:p:151-168_00

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  1. Paul Willen & Felix Kubler, 2006. "Collateralized borrowing and life-cycle portfolio choice," Public Policy Discussion Paper 06-4, Federal Reserve Bank of Boston. [Downloadable!]
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  2. Koichi Matsumoto, 2007. "Portfolio Insurance with Liquidity Risk," Asia-Pacific Financial Markets, Springer, vol. 14(4), pages 363-386, December. [Downloadable!] (restricted)
  3. Kogan, Leonid & Uppal, Raman, 2002. "Risk Aversion and Optimal Portfolio Policies in Partial and General Equilibrium Economies," CEPR Discussion Papers 3306, C.E.P.R. Discussion Papers. [Downloadable!] (restricted)
  4. Tobias Adrian & Michael J. Fleming, 2005. "What financing data reveal about dealer leverage," Current Issues in Economics and Finance, Federal Reserve Bank of New York, issue Mar. [Downloadable!]
  5. Bruce Tuckman & Jean-Luc Vila, 1993. "Holding Costs and Equilibrium Arbitrage," University of California at Los Angeles, Anderson Graduate School of Management 1153, Anderson Graduate School of Management, UCLA. [Downloadable!]
  6. Vladislav KArgin, 2004. "Optimal Convergence Trading," Finance 0401003, EconWPA. [Downloadable!]
  7. Vladislav Kargin, 2003. "Optimal Convergence Trading," Quantitative Finance Papers math/0302104, arXiv.org, revised Aug 2003. [Downloadable!]
  8. Fang Cai, 2003. "Was there front running during the LTCM crisis," International Finance Discussion Papers 758, Board of Governors of the Federal Reserve System (U.S.). [Downloadable!]
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