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A normative and statistical approach to measuring classical horizontal inequity

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Author Info
Jean-Yves Duclos
Peter J. Lambert

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Abstract

A local measure of classical horizontal inequity (HI) in an income tax or tax-benefit system is proposed and aggregated into a global index. This index expresses the revenue gain per capita that would come from eliminating HI welfare-neutrally, and also reveals the loss of vertical performance, in terms of the Blackorby and Donaldson (1984) progressivity index, caused by the presence of HI. Non-parametric estimation procedures that can be used to tackle the "identification problem" are delineated. An application to the Canadian tax-benefit system between 1981 and 1994 reveals the changing profile of local HI, its sources, and its aggregate significance.

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File URL: http://economics.ca/cgi/xms?jab=v33n1/06.pdf
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Publisher Info
Article provided by Canadian Economics Association in its journal Canadian Journal of Economics.

Volume (Year): 33 (2000)
Issue (Month): 1 (February)
Pages: 87-113
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Handle: RePEc:cje:issued:v:33:y:2000:i:1:p:87-113

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Find related papers by JEL classification:
C14 - Mathematical and Quantitative Methods - - Econometric and Statistical Methods: General - - - Semiparametric and Nonparametric Methods
D31 - Microeconomics - - Distribution - - - Personal Income and Wealth Distribution
D63 - Microeconomics - - Welfare Economics - - - Equity, Justice, Inequality, and Other Normative Criteria and Measurement
H23 - Public Economics - - Taxation, Subsidies, and Revenue - - - Externalities; Redistributive Effects; Environmental Taxes and Subsidies

Cited by:
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  1. Peter J. Lambert & Thor O. Thoresen, 2005. "Base independence in the analysis of tax policy effects: with an application to Norway 1992–2004," University of Oregon Economics Department Working Papers 2005-13, University of Oregon Economics Department, revised 27 Oct 2005. [Downloadable!]
  2. Maria Cubel & Peter Lambert, . "Horizontal Inequity can be a Good Thing," Discussion Papers 99/17, Department of Economics, University of York. [Downloadable!]
  3. Luis José Imedio Olmedo & Encarnación Macarena Parrado Gallardo & María Dolores Sarrión Gavilán, 2005. "Horizontal equity, equal progression: an utilitarian approach," Hacienda Pública Española, IEF, vol. 174(3), pages 87-115, September. [Downloadable!]
  4. Juan Gabriel Rodríguez & Rafael Salas & Irene Perrote, 2004. "Partial Horizontal Inequity Orderings: A non-parametric Approach," Economic Working Papers at Centro de Estudios Andaluces E2004/01, Centro de Estudios Andaluces. [Downloadable!]
    Other versions:
  5. Jean-Yves Duclos & Vincent Jalbert & Abdelkrim Araar, 2001. "Classical Horizontal Inequity and Reranking: an Integrated Approach," UFAE and IAE Working Papers 478.01, Unitat de Fonaments de l'Anàlisi Econòmica (UAB) and Institut d'Anàlisi Econòmica (CSIC). [Downloadable!]
    Other versions:
  6. Peter J. Lambert and Thor O. Thoresen, 2005. "Base independence in the analysis of tax policy effects: with an application to Norway 1992–2004," Discussion Papers 434, Research Department of Statistics Norway. [Downloadable!]
  7. Abdelkrim Araar & Jean-Yves Duclos, 2003. "An Atkinson-Gini family of social evaluation functions," Economics Bulletin, Economics Bulletin, vol. 3(19), pages 1-16. [Downloadable!]
    Other versions:
  8. Valentino Dardoni & Peter J. Lambert, 2000. "Progressivity comparisons," IFS Working Papers W00/18, Institute for Fiscal Studies. [Downloadable!]
  9. Duclos, Jean-Yves & Jalbert, Vincent & Araar, Abdelkrim, 2003. "Classical Horizontal Inequity and Reranking: an Integrating Approach," Cahiers de recherche 0306, CIRPEE. [Downloadable!]
  10. Paul Allanson, 2006. "On the characterisation and measurement of the redistributive effects of agricultural policy," Discussion Papers 188, University of Dundee, Economic Studies. [Downloadable!]
    Other versions:
  11. Juan Gabriel Rodríguez & Rafael Salas, 2004. "A Bistochastic Nonparametric Estimator," Economic Working Papers at Centro de Estudios Andaluces E2004/22, Centro de Estudios Andaluces. [Downloadable!]
  12. Peter Lambert & Thor Thoresen, 2009. "Base independence in the analysis of tax policy effects: with an application to Norway 1992–2004," International Tax and Public Finance, Springer, vol. 16(2), pages 219-252, April. [Downloadable!] (restricted)
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