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Number of Shareholders and Stock Prices: Evidence from Japan

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Author Info
Yakov Amihud (Stern School of Business, New York University and at the Faculty of Management, Tel Aviv University,)
Haim Mendelson (Graduate School of Business, Stanford University,)
Jun Uno (NIKKEI QUICK Information Technology Co. Ltd., Tokyo, Japan)
Abstract

Merton (1987) proposes that an increase in a firm's investor base increases the firm's value. In Japan, companies can reduce their stock's minimum trading unit-the number of shares in a "round lot"-which facilitates trading in the stock by small investors. We find that a reduction in the minimum trading unit greatly increases a firm's base of individual investors and its stock liquidity, and is associated with a significant increase in the stock price. Further, the stock price appreciation is positively related to an increase in the number of shareholders. Copyright The American Finance Association 1999.

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Article provided by American Finance Association in its journal The Journal of Finance.

Volume (Year): 54 (1999)
Issue (Month): 3 (06)
Pages: 1169-1184
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Handle: RePEc:bla:jfinan:v:54:y:1999:i:3:p:1169-1184

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  1. Giannetti, Mariassunta & Simonov, Andrei, 2002. "Which Investors Fear Expropriation?," SIFR Research Report Series 10, Swedish Institute for Financial Research. [Downloadable!]
  2. Harrison Hong & Jeffrey D. Kubik & Jeremy C. Stein, 2005. "The Only Game in Town: Stock-Price Consequences of Local Bias," NBER Working Papers 11488, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
  3. LOVO, Stefano & DECAMPS, Jean-Paul, 2003. "Market informational inefficiency, risk aversion and quantity grid," Les Cahiers de Recherche 770, Groupe HEC. [Downloadable!]
  4. Giannetti, Mariassunta & Simonov, Andrei, 2003. "Which Investors Fear Expropriation? Evidence from Investors' Stock Picking," CEPR Discussion Papers 3843, C.E.P.R. Discussion Papers. [Downloadable!] (restricted)
  5. DÉCAMPS, Jean-Paul & LOVO, Stefano, 2003. "Market Informational Inefficiency, Risk Aversion and Quantity Grid," IDEI Working Papers 177, Institut d'Économie Industrielle (IDEI), Toulouse. [Downloadable!]
  6. Bourjade, Sylvain, 2003. "Strategic Price Discounting and Rationing in Uniform Price Auctions
    [Rationing as a Strategic Tool in Uniform Price Auctions]
    ," MPRA Paper 7260, University Library of Munich, Germany, revised Oct 2007. [Downloadable!]
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