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The securities financing transaction regulation: Practical implications for the securities lending industry

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  • Oliver, Ed

Abstract

Securities financing transaction regulation (SFTR) is a huge data gathering exercise for those participating in securities lending. Who is required to report and when? Who will actually be responsible for reconciliation and reporting? What are the areas that concern participants? What will regulators do with the data they receive? This paper will address these issues and discuss what buy-side participants should be thinking about in terms of preparation for SFTR.

Suggested Citation

  • Oliver, Ed, 2018. "The securities financing transaction regulation: Practical implications for the securities lending industry," Journal of Securities Operations & Custody, Henry Stewart Publications, vol. 10(3), pages 227-234, June.
    • Handle: RePEc:aza:jsoc00:y:2018:v:10:i:3:p:227-234
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    More about this item

    Keywords

    SFTR; securities lending; repo; ALD; UTI; delegated reporting; reconciliation; trade repositories; regulators;
    All these keywords.

    JEL classification:

    • G2 - Financial Economics - - Financial Institutions and Services
    • E5 - Macroeconomics and Monetary Economics - - Monetary Policy, Central Banking, and the Supply of Money and Credit
    • K22 - Law and Economics - - Regulation and Business Law - - - Business and Securities Law

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