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Investigating the role of the sub-custodian in risk mitigation and who bears the sub-custodian risk

Author

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  • Schnaitt, Günter

Abstract

The article investigates the role of a sub-custodian in risk mitigation. New regulations change the role of depositories and consequently the role of sub-custodians as well. This article follows some of the developments in oversight functions and liability in this field, highlighting changes in liability regimes for CSD, the difference between investor and issuer CSD and ways that subcustodians can play a major role in the chain of intermediaries. The article highlights some of the developments, such as T2S, and discusses different options and consequences.

Suggested Citation

  • Schnaitt, Günter, 2015. "Investigating the role of the sub-custodian in risk mitigation and who bears the sub-custodian risk," Journal of Securities Operations & Custody, Henry Stewart Publications, vol. 7(2), pages 107-112, February.
    • Handle: RePEc:aza:jsoc00:y:2015:v:7:i:2:p:107-112
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    More about this item

    Keywords

    AIFMD; UCITS; Depository; CSD; Target 2 Securities; risk mitigation; liability; sub-custodian;
    All these keywords.

    JEL classification:

    • G2 - Financial Economics - - Financial Institutions and Services
    • E5 - Macroeconomics and Monetary Economics - - Monetary Policy, Central Banking, and the Supply of Money and Credit
    • K22 - Law and Economics - - Regulation and Business Law - - - Business and Securities Law

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