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Риск-ориентированный надзор. Мотивированное надзорное суждение регулятора. // Risk-based supervision. Motivated supervisory judgment of the regulator

Author

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  • Нурманов Д.А. // Nurmanov D.A.

    (National Bank of Kazakhstan)

Abstract

Динамичное развитие финансового сектора, внедрение новых информационных технологий на рынке финансовых услуг и происходящие изменения моделей ведения бизнеса на казахстанском финансовом рынке требуют от финансового регулятора Казахстана совершенствования подходов регулирования и надзора за деятельностью финансовых организаций. При этом регуляторный и надзорный режим, основанный на императивных и формальных требованиях, не позволяет регулятору своевременно реагировать на возникающие риски, а в некоторых случаях становится препятствием для дальнейшего развития финансового сектора (до внесения соответствующих изменений в финансовое законодательство).

Suggested Citation

  • Нурманов Д.А. // Nurmanov D.A., 2018. "Риск-ориентированный надзор. Мотивированное надзорное суждение регулятора. // Risk-based supervision. Motivated supervisory judgment of the regulator," Economic Review(National Bank of Kazakhstan), National Bank of Kazakhstan, issue 3-4, pages 52-63.
    • Handle: RePEc:aob:journl:y:2018:i:3-4:p:52-63
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    More about this item

    Keywords

    риск-ориентированный надзор; мотивированное суждение; надзорный процесс; связанные лица; система управления рисками и внутреннего контроля; risk-based supervision; motivated judgment; supervisory process; risk management and internal control system;
    All these keywords.

    JEL classification:

    • D53 - Microeconomics - - General Equilibrium and Disequilibrium - - - Financial Markets
    • E58 - Macroeconomics and Monetary Economics - - Monetary Policy, Central Banking, and the Supply of Money and Credit - - - Central Banks and Their Policies
    • G28 - Financial Economics - - Financial Institutions and Services - - - Government Policy and Regulation

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