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The supervisor's portfolio: the market price risk of German banks from 2001 to 2003 - Analysis and models for risk aggregation

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Author Info
Memmel, Christoph
Wehn, Carsten

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Abstract

The Value at Risk of a portfolio differs from the sum of the Values at Risk of the portfolio?s components. In this paper, we analyze the problem of how a single economic risk figure for the Value at Risk of a hypothetical portfolio composed of different commercial banks might be obtained for a supervisor. Using the daily profits and losses and the daily Value at Risk figures of twelve German banks for the period from 2001 to 2003, we estimate the Value at Risk of the entire portfolio. We assume a reduced-form model and neglect the effects of a potential bankruptcy of one of the banks. We analyze different models for the cross-correlation of the banks? profits and losses. In an empirical study, we apply backtesting methods to determine which aggregation model leads to the best out-of-sample estimates for the portfolio?s economic risk figure. Our main findings can be summarized in three statements. (i) The portfolio?s Value at Risk can be estimated from time series data very well. (ii) During ?normal? times, the portfolio?s Value at Risk is much lower than the sum of the single Values at Risk. (iii) The relative marginal risk contribution depends on the bank in question and is between 0.05 and 0.62. --

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Paper provided by Deutsche Bundesbank, Research Centre in its series Discussion Paper Series 2: Banking and Financial Studies with number 2005,02.

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Date of creation: 2005
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Handle: RePEc:zbw:bubdp2:4257

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Related research
Keywords: Value at Risk; portfolio; cross-correlation; market risk regulation; risk forecast; model validation;

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Find related papers by JEL classification:
C52 - Mathematical and Quantitative Methods - - Econometric Modeling - - - Model Evaluation and Testing
G11 - Financial Economics - - General Financial Markets - - - Portfolio Choice; Investment Decisions
G28 - Financial Economics - - Financial Institutions and Services - - - Government Policy and Regulation
G21 - Financial Economics - - Financial Institutions and Services - - - Banks; Other Depository Institutions; Mortgages

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References listed on IDEAS
Please report citation or reference errors to , or , if you are the registered author of the cited work, log in to your RePEc Author Service profile, click on "citations" and make appropriate adjustments.:
  1. Diebold, Francis X & Gunther, Todd A & Tay, Anthony S, 1998. "Evaluating Density Forecasts with Applications to Financial Risk Management," International Economic Review, Department of Economics, University of Pennsylvania and Osaka University Institute of Social and Economic Research Association, vol. 39(4), pages 863-83, November.
  2. Jeremy Berkowitz & James O'Brien, 2002. "How Accurate Are Value-at-Risk Models at Commercial Banks?," Journal of Finance, American Finance Association, vol. 57(3), pages 1093-1111, 06. [Downloadable!] (restricted)
  3. Kerkhof, Jeroen & Melenberg, Bertrand, 2004. "Backtesting for risk-based regulatory capital," Journal of Banking & Finance, Elsevier, vol. 28(8), pages 1845-1865, August. [Downloadable!] (restricted)
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  4. Stefan Jaschke & Gerhard Stahl & Richard Stehle, 2003. "Evaluating VaR Forecasts under Stress – The German Experience," CFS Working Paper Series 2003/32, Center for Financial Studies. [Downloadable!]
  5. Christoffersen, Peter F, 1998. "Evaluating Interval Forecasts," International Economic Review, Department of Economics, University of Pennsylvania and Osaka University Institute of Social and Economic Research Association, vol. 39(4), pages 841-62, November.
  6. Bollerslev, Tim, 1986. "Generalized autoregressive conditional heteroskedasticity," Journal of Econometrics, Elsevier, vol. 31(3), pages 307-327, April. [Downloadable!] (restricted)
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Cited by:
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  1. Dirk Tasche, 2005. "Measuring sectoral diversification in an asymptotic multi-factor framework," Quantitative Finance Papers physics/0505142, arXiv.org, revised Jul 2006. [Downloadable!]
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