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Disposition Matters: Volume, Volatility and Price Impact of a Behavioral Bias

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Author Info
Massimo Massa () (Finance, INSEAD)
Abstract

In this paper, we estimate the behavioral component of the Grinblatt and Han (2002) model and deriveseveral testable implications about the expected relationship between the preponderance of disposition-prone investors in a market and volume, volatility and stock returns. To do this, we use a large sample ofindividual accounts over a six-year period in the 1990`s in order to identify investors who are subject to thedisposition effect. We then use their trading behavior to construct behavioral factors. We show that whenthe fraction of "irrational" investor purchases in a stock increases, the unexplained portion of the marketprice of the stock decreases. We further show that statistical exposure to a disposition factor explainscross-sectional differences in daily returns, controlling for a host of other factors and characteristics. Theevidence is consistent with the hypothesis that trade between disposition-prone investors and theircounter-parties impact relative prices.

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Paper provided by Yale School of Management in its series Yale School of Management Working Papers with number ysm31.

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Date of creation: 25 Feb 2003
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Handle: RePEc:ysm:somwrk:ysm31

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Web page: http://mba.yale.edu/
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D1 - Microeconomics - - Household Behavior
G1 - Financial Economics - - General Financial Markets

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  1. Grinblatt, Mark & Han, Bing, 2003. "The Disposition Effect and Momentum," Working Paper Series 2004-3, Ohio State University, Charles A. Dice Center for Research in Financial Economics. [Downloadable!]
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