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The Asymmetric Effect of the Business Cycle on the Equity Premium (This is an extensively revised version of earlier paper No. 06/04)

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Author Info
Peter N Smith
Steffen Sorensen
Mike Wickens

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Abstract

We examine the relation between US stock market returns and the US business cycle for the period 1960 - 2003 using a new methodology that allows us to estimate a time-varying equity premium. We identify two channels in the transmission mechanism. One is through the mean of stock returns via the equity risk premium, and the other is through the volatility of returns. We provide support for previous findings based on simple correlation analysis that the relation is asymmetric with downturns in the business cycle having a greater negative impact on stock returns than the positive effect of upturns. We also obtain a new result, that demand and supply shocks affect stock returns differently. We find that negative supply shocks are a very important source of increases in the risk premium. Our model of the relation between returns and their volatility encompasses the CAPM and the results demonstrate the importance of allowing for a time-varying price of volatility risk. The model is implemented using a multi-variate GARCH-in-mean model with an asymmetric time-varying conditional heteroskedasticity and correlation structure.

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File URL: http://www.york.ac.uk/depts/econ/documents/dp/0711.pdf
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Publisher Info
Paper provided by Department of Economics, University of York in its series Discussion Papers with number 07/11.

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Date of creation: May 2007
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Handle: RePEc:yor:yorken:07/11

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Related research
Keywords: Equity returns; risk premium; asymmetry;

Find related papers by JEL classification:
G12 - Financial Economics - - General Financial Markets - - - Asset Pricing
C32 - Mathematical and Quantitative Methods - - Multiple or Simultaneous Equation Models; Multiple Variables - - - Time-Series Models; Dynamic Quantile Regressions
C51 - Mathematical and Quantitative Methods - - Econometric Modeling - - - Model Construction and Estimation
E44 - Macroeconomics and Monetary Economics - - Money and Interest Rates - - - Financial Markets and the Macroeconomy

References listed on IDEAS
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  1. Marcelle Chauvet & Simon Potter, 1999. "Nonlinear risk," Staff Reports 61, Federal Reserve Bank of New York. [Downloadable!]
    Other versions:
  2. Smith, Peter N & Wickens, Michael R, 2002. "Macroeconomic Sources of FOREX Risk," CEPR Discussion Papers 3148, C.E.P.R. Discussion Papers. [Downloadable!] (restricted)
    Other versions:
  3. Chen, Nai-Fu & Roll, Richard & Ross, Stephen A, 1986. "Economic Forces and the Stock Market," Journal of Business, University of Chicago Press, vol. 59(3), pages 383-403, July. [Downloadable!] (restricted)
  4. repec:cup:macdyn:v:5:y:2001:i:4:p:621-46 is not listed on IDEAS
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This page was last updated on 2009-11-25.


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