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Asymmetries in the Responses of Sub-Central Governments to Changes in Grants: Evidence From an Event Study

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Julia Darby ()
Anton Muscatelli
Graeme Roy ()

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Abstract

In this paper we examine how sub-central governments respond to significant changes in their grant allocations. We focus on the reactions of State, Regional and Local governments in fifteen countries over a period of 20 to 30 years to significant exogenous increases and decreases in their grant allocations. We observe that when grants are cut, sub-central governments respond by cutting spending on their wage bill and, disproportionately, on capital expenditure. Therefore, while centrally imposed cuts do result in expenditure restraint at the sub-central level, the composition of the adjustment appears to suffer from short-termism. In addition, our results suggest that sub-central politicians seek to further defend current spending programs by significantly increasing local/regional taxation. In contrast, during periods of significant expansions in grants, these revenues remain constant with the full extent of the grants increase passed on to current expenditures. Taken together these two results imply a kind of asymmetric 'fly-paper’ effect. Finally, we trace the different responses of governments according to their degree of expenditure decentralisation and tax and borrowing autonomy.

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Paper provided by European Regional Science Association in its series ERSA conference papers with number ersa06p508.

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Date of creation: Aug 2006
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Handle: RePEc:wiw:wiwrsa:ersa06p508

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  1. Aaron Tornell & Frank Westermann, 2002. "Boom-Bust Cycles in Middle Income Countries: Facts and Explanation," CESifo Working Paper Series CESifo Working Paper No. , CESifo Group Munich. [Downloadable!]
    Other versions:
  2. Marianne Bertrand & Esther Duflo & Sendhil Mullainathan, 2004. "How Much Should We Trust Differences-in-Differences Estimates?," The Quarterly Journal of Economics, MIT Press, vol. 119(1), pages 249-275, February. [Downloadable!] (restricted)
    Other versions:
  3. Isabelle Joumard & Per Mathis Kongsrud, 2003. "Fiscal Relations across Government Levels," OECD Economics Department Working Papers 375, OECD, Economics Department. [Downloadable!]
  4. Rodden, Jonathan, 2003. "Reviving Leviathan: Fiscal Federalism and the Growth of Government," International Organization, Cambridge University Press, vol. 57(04), pages 695-729, November. [Downloadable!]
  5. Ebel, Robert D. & Yilmaz, Serdar, 2002. "On the measurement and impact of fiscal decentralization," Policy Research Working Paper Series 2809, The World Bank. [Downloadable!]
  6. A. Craig MacKinlay, 1997. "Event Studies in Economics and Finance," Journal of Economic Literature, American Economic Association, vol. 35(1), pages 13-39, March. [Downloadable!] (restricted)
  7. Massimo Bordignon, 2000. "Problems of Soft Budget Constraints in Intergovernmental Relationships: The Case of Italy," RES Working Papers 3099, Inter-American Development Bank, Research Department. [Downloadable!]
  8. Julia Darby & V. Anton Muscatelli & Graeme Roy, . "Fiscal Federalism and Fiscal Consolidation: Evidence from an Event Study," Working Papers 2005_21, Department of Economics, University of Glasgow, revised Jun 2005. [Downloadable!]
  9. Hines, James R, Jr & Thaler, Richard H, 1995. "The Flypaper Effect," Journal of Economic Perspectives, American Economic Association, vol. 9(4), pages 217-26, Fall. [Downloadable!] (restricted)
  10. Julia Darby & V. Anton Muscatelli & Graeme Roy, 2004. "Fiscal Consolidation And Decentralisation: A Tale Of Two Tiers," Working Papers 2004_2, Department of Economics, University of Glasgow. [Downloadable!]
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  11. Wallace E. Oates, 1999. "An Essay on Fiscal Federalism," Journal of Economic Literature, American Economic Association, vol. 37(3), pages 1120-1149, September. [Downloadable!] (restricted)
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