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'Optimal' Probabilistic Predictions for Financial Returns

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Author Info
Dimitrios Thomakos
Tao Wang

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Abstract

We examine the `relative optimality' of sign predictions for financial returns, extending the work of Christoffersen and Diebold (2006) on volatility dynamics and sign predictability. We show that there is a more general decomposition of financial returns than that implied by the sign decomposition and which depends on the choice of the threshold that defines direction. We then show that the choice of the threshold matters and that a threshold of zero (leading to sign predictions) is not necessarily `optimal'. We provide explicit conditions that allow for the choice of a threshold that has maximum responsiveness to changes in volatility dynamics and thus leads to `optimal' probabilistic predictions. Finally, we connect the evolution of volatility to probabilistic predictions and show that the volatility ratio is the crucial variable in this context. Our work strengthens the arguments in favor of accurate volatility measurement and prediction, as volatility dynamics are integrated into the `optimal' threshold. We provide an empirical illustration of our findings using monthly returns and realized volatility for the S&P500 index.

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Paper provided by University of Peloponnese, Department of Economics in its series Working Papers with number 0006.

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Length: 30 pages
Date of creation: 2007
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Handle: RePEc:uop:wpaper:0006

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  2. Merton, Robert C, 1973. "An Intertemporal Capital Asset Pricing Model," Econometrica, Econometric Society, vol. 41(5), pages 867-87, September. [Downloadable!] (restricted)
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  5. Cai, Zongwu, 2002. "Regression Quantiles For Time Series," Econometric Theory, Cambridge University Press, vol. 18(01), pages 169-192, February. [Downloadable!]
  6. Ghysels, E. & Harvey, A. & Renault, E., 1995. "Stochastic Volatility," Papers 95.400, Toulouse - GREMAQ.
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  7. Christoffersen, Peter F, 1998. "Evaluating Interval Forecasts," International Economic Review, Department of Economics, University of Pennsylvania and Osaka University Institute of Social and Economic Research Association, vol. 39(4), pages 841-62, November.
  8. Robert F. Engle & Simone Manganelli, 2004. "CAViaR: Conditional Autoregressive Value at Risk by Regression Quantiles," Journal of Business & Economic Statistics, American Statistical Association, vol. 22, pages 367-381, October. [Downloadable!] (restricted)
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  9. Brandt, Michael W. & Kang, Qiang, 2004. "On the relationship between the conditional mean and volatility of stock returns: A latent VAR approach," Journal of Financial Economics, Elsevier, vol. 72(2), pages 217-257, May. [Downloadable!] (restricted)
  10. Stanislav Anatolyev & Nikolay Gospodinov, 2007. "Modeling Financial Return Dynamics by Decomposition," Working Papers w0095, Center for Economic and Financial Research (CEFIR). [Downloadable!]
  11. Modarres, Reza, 2002. "Efficient nonparametric estimation of a distribution function," Computational Statistics & Data Analysis, Elsevier, vol. 39(1), pages 75-95, March. [Downloadable!] (restricted)
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  13. Peter F. Christoffersen & Francis X. Diebold, 2003. "Financial Asset Returns, Direction-of-Change Forecasting, and Volatility Dynamics," NBER Working Papers 10009, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
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  14. Ferson, Wayne E & Harvey, Campbell R, 1991. "The Variation of Economic Risk Premiums," Journal of Political Economy, University of Chicago Press, vol. 99(2), pages 385-415, April. [Downloadable!] (restricted)
  15. Jeff Fleming, 2001. "The Economic Value of Volatility Timing," Journal of Finance, American Finance Association, vol. 56(1), pages 329-352, 02. [Downloadable!] (restricted)
  16. Peter F. Christoffersen & Francis X. Diebold & Roberto S. Mariano & Anthony S. Tay & Yiu Kuen Tse, 2006. "Direction-of-Change Forecasts Based on Conditional Variance, Skewness and Kurtosis Dynamics: International Evidence," PIER Working Paper Archive 06-016, Penn Institute for Economic Research, Department of Economics, University of Pennsylvania. [Downloadable!]
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