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Why are Asset Returns More Volatile during Recessions? A Theoretical Explanation

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Author Info
Monique Ebell () (Studienzentrum Gerzensee, and University of Bern)

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Abstract

During recessions, many macroeconomic variables display higher levels of volatility. We show how introducing an AR(1)-ARCH(1) driving process into the canonical Lucas consumption CAPM framework can account for the empirically observed greater volatility of asset returns during recessions. In particular, agents' joint forecasting of levels and time-varing second moments transforms symmetric-volatility driving processes into asymmetric-volatility endogenous variables. Moreover, numerical examples show that the model can indeed account for the degree of cyclical variation in both bond and equity returns in the U.S. data. Finally, we argue that the underlying mechanism is not specific to financial markets, and has the potential to explain cyclical variation in the volatilities of a wide variety of macroeconomic variables.

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File URL: http://www.szgerzensee.ch/fileadmin/Dateien_Anwender/Dokumente/working_papers/wp-0101.pdf
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Publisher Info
Paper provided by Swiss National Bank, Study Center Gerzensee in its series Working Papers with number 01.01.

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Length: 46 pages
Date of creation: Apr 2001
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Handle: RePEc:szg:worpap:0101

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  1. Prasad Bidarkota, 2003. "On the Economic Impact of Modeling Non-Linearities: The Asset Pricing Example," Working Papers 0305, Florida International University, Department of Economics. [Downloadable!]
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