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Bayesian Kernel-Based Classification for Financial Distress Detection

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Author Info
T. VAN GESTEL
B. BAESENS
J. A.K. SUYKENS
D. VAN DEN POEL ()
D.-E. BAESTAENS
BM. WILLEKENS

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Abstract

Corporate credit granting is a key commercial activity of financial institutions nowadays. A critical first step in the credit granting process usually involves a careful financial analysis of the creditworthiness of the potential client. Wrong decisions result either in foregoing valuable clients or, more severely, in substantial capital losses if the client subsequently defaults. It is thus of crucial importance to develop models that estimate the probability of corporate bankruptcy with a high degree of accuracy. Many studies focused on the use of financial ratios in linear statistical models, such as linear discriminant analysis and logistic regression. However, the obtained error rates are often high. In this paper, Least Squares Support Vector Machine (LS-SVM) classifiers, also known as kernel Fisher discriminant analysis, are applied within the Bayesian evidence framework in order to automatically infer and analyze the creditworthiness of potential corporate clients. The inferred posterior class probabilities of bankruptcy are then used to analyze the sensitivity of the classifier output with respect to the given inputs and to assist in the credit assignment decision making process. The suggested nonlinear kernel based classifiers yield better performances than linear discriminant analysis and logistic regression when applied to a real-life data set concerning commercial credit granting to mid-cap Belgian and Dutch firms.

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Publisher Info
Paper provided by Ghent University, Faculty of Economics and Business Administration in its series Working Papers of Faculty of Economics and Business Administration, Ghent University, Belgium with number 04/247.

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Length: 40 pages
Date of creation: May 2004
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Handle: RePEc:rug:rugwps:04/247

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Related research
Keywords: Credit Scoring; Kernel Fisher Discriminant Analysis; Least Squares Support Vector Machine Classifiers; Bayesian Inference;

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  1. Hutchinson, James M & Lo, Andrew W & Poggio, Tomaso, 1994. " A Nonparametric Approach to Pricing and Hedging Derivative Securities via Learning Networks," Journal of Finance, American Finance Association, vol. 49(3), pages 851-89, July. [Downloadable!] (restricted)
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  2. Eisenbeis, Robert A, 1977. "Pitfalls in the Application of Discriminant Analysis in Business, Finance, and Economics," Journal of Finance, American Finance Association, vol. 32(3), pages 875-900, June. [Downloadable!] (restricted)
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