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Optimal incentives under moral hazard and heterogeneous agents : evidence from production contracts data

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Author Info
Dubois, P.
Vukina, T.

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Abstract

The objective of this paper is to develop an analytical framework for estimation of the parameters of a structural model of an incentive contract under moral hazard, taking into account agents heterogeneity in preferences. We show that allowing the principal to strategically distribute the production inputs across heterogenous agents as part of the contract design, the principal is able to change what appears to be a uniform contract into individualized contracts tailored to fit agents' preferences or characteristics. Using micro level data on swine production contract settlements, we find that contracting farmers are heterogenous with respect to their risk aversion and that this heterogeneity affects the principal's allocation of production inputs across farmers. Relying on the identifying assumption that contracts are optimal, we obtain the estimates of a lower and an upper bound of agents' reservation utilities. We show that farmers with higher risk aversion have lower outside opportunities because of lower reservation utilities. ...French Abstract : L'objectif de cet article est de développer un cadre analytique pour l'estimation des paramètres d'un modèle structurel de contrat incitatif sous aléa moral prenant en compte l'hétérogénéité des préférences des agents. Les auteurs montrent qu'en permettant au principal d'allouer stratégiquement les inputs de production entre agents hétérogènes dans le choix du contrat, le principal est capable de transformer des contrats apparemment uniformes en contrats individuels paramétrés en fonction des préférences des agents ou de leurs caractéristiques. En utilisant des données microéconomiques sur la production porcine aux Etats-Unis, on s'aperçoit que les fermiers qui contractent sont hétérogènes vis à vis de leur aversion au risque et que cette hétérogénéité affecte l'allocation des inputs du principal entre les fermiers. En utilisant l'hypothèse identifiante que les contrats sont optimaux, on obtient une borne supérieure et une borne inférieure de l'utilité de réserve des agents. Les auteurs montrent que les fermiers les plus averses au risque ont aussi les utilités de réserve les plus faibles.

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Publisher Info
Paper provided by French Institute for Agronomy Research (INRA), Economics Laboratory in Toulouse (ESR Toulouse) in its series Economics Working Paper Archive (Toulouse) with number 200511.

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Length: 36 p.
Date of creation: 2005
Date of revision:
Handle: RePEc:rea:inrawp:200511

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Related research
Keywords: AGENCY CONTRACTS; OPTIMAL INCENTIVES; MORAL HAZARD; RISK AVERSION; HETEROGENEITY ; AGRICULTURE CONTRACTUELLE; CONTRAT; RISQUE; INCITATION; PRODUCTION ANIMALE;

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Find related papers by JEL classification:
D82 - Microeconomics - - Information, Knowledge, and Uncertainty - - - Asymmetric and Private Information
L24 - Industrial Organization - - Firm Objectives, Organization, and Behavior - - - Contracting Out; Joint Ventures
Q12 - Agricultural and Natural Resource Economics; Environmental and Ecological Economics - - Agriculture - - - Micro Analysis of Farm Firms, Farm Households, and Farm Input Markets
K32 - Law and Economics - - Other Substantive Areas of Law - - - Environmental, Health, and Safety Law
L51 - Industrial Organization - - Regulation and Industrial Policy - - - Economics of Regulation

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  1. Pierre Dubois & Tomislav Vukina, 2004. "Grower Risk Aversion and the Cost of Moral Hazard in Livestock Production Contracts," American Journal of Agricultural Economics, American Agricultural Economics Association, vol. 86(3), pages 835-841, 08. [Downloadable!] (restricted)
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  2. Paarsch, Harry J & Shearer, Bruce, 2000. "Piece Rates, Fixed Wages, and Incentive Effects: Statistical Evidence from Payroll Records," International Economic Review, Department of Economics, University of Pennsylvania and Osaka University Institute of Social and Economic Research Association, vol. 41(1), pages 59-92, February.
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  3. Chiappori, Pierre-Andre & Durand, Franck & Geoffard, Pierre-Yves, 1998. "Moral hazard and the demand for physician services: First lessons from a French natural experiment," European Economic Review, Elsevier, vol. 42(3-5), pages 499-511, May. [Downloadable!] (restricted)
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  4. Pierre Dubois, . "Moral Hazard, Land Fertility and Sharecropping in a Rural Area of the Philippines," Working Papers 99-30, Centre de Recherche en Economie et Statistique. [Downloadable!]
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  5. Armando Levy & Tomislav Vukina, 2002. "Optimal linear contracts with heterogeneous agents," European Review of Agricultural Economics, Oxford University Press for the Foundation for the European Review of Agricultural Economics, vol. 29(2), pages 205-217, June.
  6. Harry J. Paarsch & Bruce S. Shearer, 2004. "Male-Female Productivity Differentials: The Role of Ability and Incentives," CIRANO Working Papers 2004s-17, CIRANO. [Downloadable!]
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  7. Daniel A. Ackerberg & Maristella Botticini, 2002. "Endogenous Matching and the Empirical Determinants of Contract Form," Journal of Political Economy, University of Chicago Press, vol. 110(3), pages 564-591, June. [Downloadable!] (restricted)
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  8. Martin, Laura L., 1997. "Production Contracts, Risk Shifting, And Relative Performance Payments In The Pork Industry," Journal of Agricultural and Applied Economics, Southern Agricultural Economics Association, vol. 29(02), December. [Downloadable!]
  9. Allen, Douglas & Lueck, Dean, 1992. "Contract Choice in Modern Agriculture: Cash Rent versus Cropshare," Journal of Law & Economics, University of Chicago Press, vol. 35(2), pages 397-426, October.
  10. Canice Prendergast, 1999. "The Provision of Incentives in Firms," Journal of Economic Literature, American Economic Association, vol. 37(1), pages 7-63, March. [Downloadable!] (restricted)
  11. Jaap H. Abbring & Pierre-André Chiappori & Jean Pinquet, 2003. "Moral Hazard and Dynamic Insurance Data," Journal of the European Economic Association, MIT Press, vol. 1(4), pages 767-820, 06. [Downloadable!] (restricted)
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  12. Jaap H. Abbring & James J. Heckman & Pierre-André Chiappori & Jean Pinquet, 2003. "Adverse Selection and Moral Hazard In Insurance: Can Dynamic Data Help to Distinguish?," Journal of the European Economic Association, MIT Press, vol. 1(2-3), pages 512-521, 04/05. [Downloadable!] (restricted)
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