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A Model of Broker's Trading with Applications to Order Flow Internalization

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Author Info
Chakravarty, Sugato
Sakar, Asani

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Abstract

Although brokers’ trading is endemic in securities markets, the form of this trading differs between markets. Whereas in some securities markets, brokers may trade with their customers in the same transaction (simultaneous dual trading or SDT), in other markets, brokers are only allowed to trade after their customers in a separate transaction (consecutive dual trading or CDT). We show theoretically that, informed and noise traders are worse off and brokers are better off while market depth is lower in the SDT market. Thus, given a choice, traders prefer fewer brokers in the SDT market compared to the CDT market. With free entry, however, market depth may be higher in the SDT market provided its entry cost is sufficiently low relative to the CDT market. We study order flow internalization by broker-dealers, and show that, in the free entry equilibrium, internalization hurts retail customers and market quality.

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Publisher Info
Paper provided by Purdue University, Department of Economics in its series Purdue University Economics Working Papers with number 1150.

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Length: 38 pages
Date of creation: 2001
Date of revision:
Handle: RePEc:pur:prukra:1150

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Related research
Keywords: dual trading informed traders internalization piggybacking adverse selection

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Find related papers by JEL classification:
G12 - Financial Economics - - General Financial Markets - - - Asset Pricing

Cited by:
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  1. FOUCAULT, Thierry & LESCOURRET, Laurence, 2001. "Information sharing, liquidity and transaction costs in floor-based trading systems," Les Cahiers de Recherche 742, Groupe HEC. [Downloadable!]
    Other versions:
  2. Lescourret, Laurence & Robert, Christian Y., 2006. "Preferencing, internalization and inventory position," ESSEC Working Papers DR 06017, ESSEC Research Center, ESSEC Business School. [Downloadable!]
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This page was last updated on 2008-11-5.


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