Insider dealing and market abuse: the UKs record on enforcement
AbstractInsider dealing has been unlawful in the UK since 1980 and market abuse, of which insider dealing is just one form, since 2000. It is from this time when the FSA was established and the creation of these as civil offences that they could be pursued rigorously. It is the purpose of this article to examine the FSA’s record of enforcement relative to its estimated level of occurrence and the US experience
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Bibliographic InfoPaper provided by University Library of Munich, Germany in its series MPRA Paper with number 25585.
Date of creation: 29 Sep 2010
Date of revision:
insider dealing; market abuse; FSA;
Find related papers by JEL classification:
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- G38 - Financial Economics - - Corporate Finance and Governance - - - Government Policy and Regulation
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- Bulkley, George & Richard D.F. Harris & Renata Herrerias, 2002. "Stock Returns Following Profit Warnings: A Test of Models of Behavioural Finance," Royal Economic Society Annual Conference 2002 37, Royal Economic Society.
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