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The Determinants of National Innovative Capacity

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Author Info
Scott Stern
Michael E. Porter
Jeffrey L. Furman
Abstract

Motivated by differences in R&D productivity across advanced economies, this paper presents an empirical examination of the determinants of country-level production of international patents. We introduce a novel framework based on the concept of national innovative capacity. National innovative capacity is the ability of a country to produce and commercialize a flow of innovative technology over the long term. National innovative capacity depends on the strength of a nation's common innovation infrastructure (cross-cutting factors which contribute broadly to innovativeness throughout the economy), the environment for innovation in its leading industrial clusters, and the strength of linkages between these two areas. We use this framework to guide our empirical exploration into the determinants of country-level R&D productivity, specifically examining the relationship between international patenting (patenting by foreign countries in the United States) and variables associated with the national innovative capacity framework. While acknowledging important measurement issues arising from the use of patent data, we provide evidence for several findings. First, the production function for international patents is surprisingly well-characterized by a small but relatively nuanced set of observable factors, including R&D manpower and spending, aggregate policy choices such as the extent of IP protection and openness to international trade, and the share of research performed by the academic sector and funded by the private sector. As well, international patenting productivity depends on each individual country's knowledge stock.' Further, the predicted level of national innovative capacity has an important impact on more downstream commercialization and diffusion activities (such as achieving a high market share of high-technology export markets). Finally, there has been convergence among OECD countries in terms of the estimated level of innovative capacity over the past quarter century.

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Paper provided by National Bureau of Economic Research, Inc in its series NBER Working Papers with number 7876.

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Date of creation: Sep 2000
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Handle: RePEc:nbr:nberwo:7876

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Find related papers by JEL classification:
O3 - Economic Development, Technological Change, and Growth - - Technological Change
O33 - Economic Development, Technological Change, and Growth - - Technological Change - - - Technological Change: Choices and Consequences; Diffusion Processes

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    Other versions:
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  4. Park, Walter G, 1995. "International R&D Spillovers and OECD Economic Growth," Economic Inquiry, Oxford University Press, vol. 33(4), pages 571-91, October.
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  7. Glaeser, Edward L & Hedi D. Kallal & Jose A. Scheinkman & Andrei Shleifer, 1992. "Growth in Cities," Journal of Political Economy, University of Chicago Press, vol. 100(6), pages 1126-52, December. [Downloadable!] (restricted)
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    • Edward L. Glaeser & Hedi D. Kallal & Jose A. Scheinkman & Andrei Shleifer, 1991. "Growth in Cities," NBER Working Papers 3787, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
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  9. Coe, David T. & Helpman, Elhanan, 1995. "International R&D spillovers," European Economic Review, Elsevier, vol. 39(5), pages 859-887, May. [Downloadable!] (restricted)
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  10. Griliches, Zvi, 1994. "Productivity, R&D, and the Data Constraint," American Economic Review, American Economic Association, vol. 84(1), pages 1-23, March.
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  11. Zvi Griliches, 1984. "R & D, Patents, and Productivity," NBER Books, National Bureau of Economic Research, Inc, number gril84-1.
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  15. Eaton, Jonathan & Kortum, Samuel, 1999. "International Technology Diffusion: Theory and Measurement," International Economic Review, Department of Economics, University of Pennsylvania and Osaka University Institute of Social and Economic Research Association, vol. 40(3), pages 537-70, August.
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  18. Zucker, Lynne G & Darby, Michael R & Brewer, Marilynn B, 1998. "Intellectual Human Capital and the Birth of U.S. Biotechnology Enterprises," American Economic Review, American Economic Association, vol. 88(1), pages 290-306, March. [Downloadable!] (restricted)
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  20. Audretsch, David B & Stephan, Paula E, 1996. "Company-Scientist Locational Links: The Case of Biotechnology," American Economic Review, American Economic Association, vol. 86(3), pages 641-52, June. [Downloadable!] (restricted)
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Cited by:
(explanations, Please report citation or reference errors to , or , if you are the registered author of the cited work, log in to your RePEc Author Service profile, click on "citations" and make appropriate adjustments.)

  1. Sanjaya Lall, . "Comparing National Competitive Performance: An Economic Analysis of World Economic Forum's Competitiveness Index," QEH Working Papers qehwps61, Queen Elizabeth House, University of Oxford. [Downloadable!]
  2. Andre Jungmittag, 2006. "Innovation dynamics in the EU: convergence or divergence? A cross-country panel data analysis," Empirical Economics, Springer, vol. 31(2), pages 313-331, June. [Downloadable!] (restricted)
  3. Pierre Mohnen & Pierre Therrien, 2002. "Comparing the Innovation Performance of Canadian Firms and those of Selected European Countries: An Econometric Analysis," CIRANO Working Papers 2002s-80, CIRANO. [Downloadable!]
  4. Chellaraj, Gnanaraj & Maskus, Keith E. & Mattoo, Aaditya, 2005. "The contribution of skilled immigration and international graduate students to U.S. innovation," Policy Research Working Paper Series 3588, The World Bank. [Downloadable!]
  5. Fabrice Murtin & Martina Viarengo, 2007. "The convergence process of compulsory schooling in Western Europe: 1950-2000," PSE Working Papers 2007-18, PSE (Ecole normale supérieure). [Downloadable!]
  6. Solomon Tadesse, 2005. "Financial Development and Technology," William Davidson Institute Working Papers Series wp749, William Davidson Institute at the University of Michigan Stephen M. Ross Business School. [Downloadable!]
    Other versions:
  7. Maloney, William F., 2002. "Missed opportunities - innovation and resource-based growth in Latin America," Policy Research Working Paper Series 2935, The World Bank. [Downloadable!]
  8. M. Ali Choudhary & Paul Temple & Lei Zhao, 2006. "Measurement, Technological Capability, and Intra-Industry Trade: Evidence from the EU," Department of Economics Discussion Papers 1406, Department of Economics, University of Surrey. [Downloadable!]
  9. Partridge, Jamie & Furtan, Hartley, 2008. "Increasing Canada's International Competitiveness: Is There a Link between Skilled Immigrants and Innovation?," 2008 Annual Meeting, July 27-29, 2008, Orlando, Florida 6504, American Agricultural Economics Association (New Name 2008: Agricultural and Applied Economics Association). [Downloadable!]
  10. Scott Tiffin & Gonzalo Jimenez, 2006. "Design and Test of an Index to Measure the Capability of Cities in Latin America to Create Knowledge-Based Enterprises," The Journal of Technology Transfer, Springer, vol. 31(1), pages 61-76, 01. [Downloadable!] (restricted)
  11. Silva, Maria & Leitão, João & Raposo, Mário, 2007. "Barriers to Innovation faced by Manufacturing Firms in Portugal: How to overcome it?," MPRA Paper 5408, University Library of Munich, Germany. [Downloadable!]
  12. Claessens, Stijn & Laeven, Luc, 2002. "Financial development, property rights, and growth," Policy Research Working Paper Series 2924, The World Bank. [Downloadable!]
    Other versions:
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