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The Governance and Performance of Research Universities: Evidence from Europe and the U.S

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Author Info
Philippe Aghion
Mathias Dewatripont
Caroline M. Hoxby
Andreu Mas-Colell
André Sapir

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Abstract

We investigate how university governance affects research output, measured by patenting and international university research rankings. For both European and U.S. universities, we generate several measures of autonomy, governance, and competition for research funding. We show that university autonomy and competition are positively correlated with university output, both among European countries and among U.S. public universities. We then identity a (political) source of exogenous shocks to funding of U.S. universities. We demonstrate that, when a state's universities receive a positive funding shock, they produce more patents if they are more autonomous and face more competition from private research universities. Finally, we show that during periods when merit-based competitions for federal research funding have been most prominent, universities produce more patents when they receive an exogenous funding shock, suggesting that routine participation in such competitions hones research skill.

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Paper provided by National Bureau of Economic Research, Inc in its series NBER Working Papers with number 14851.

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Date of creation: Apr 2009
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Handle: RePEc:nbr:nberwo:14851

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Find related papers by JEL classification:
H0 - Public Economics - - General
H52 - Public Economics - - National Government Expenditures and Related Policies - - - Government Expenditures and Education
I2 - Health, Education, and Welfare - - Education
I23 - Health, Education, and Welfare - - Education - - - Higher Education Research Institutions
I28 - Health, Education, and Welfare - - Education - - - Government Policy
O3 - Economic Development, Technological Change, and Growth - - Technological Change

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  1. Anselin, Luc & Varga, Attila & Acs, Zoltan, 1997. "Local Geographic Spillovers between University Research and High Technology Innovations," Journal of Urban Economics, Elsevier, vol. 42(3), pages 422-448, November. [Downloadable!] (restricted)
  2. A. Abigail Payne, 2003. "The Effects of Congressional Appropriation Committee Membership on the Distribution of Federal Research Funding to Universities," Economic Inquiry, Oxford University Press, vol. 41(2), pages 325-345, April. [Downloadable!] (restricted)
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  3. James D. Adams, 2002. "Comparative localization of academic and industrial spillovers," Journal of Economic Geography, Oxford University Press, vol. 2(3), pages 253-278, July.
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  4. Jaffe, Adam B, 1989. "Real Effects of Academic Research," American Economic Review, American Economic Association, vol. 79(5), pages 957-70, December. [Downloadable!] (restricted)
  5. Jerry Thursby & Anne Fuller & Marie Thursby, 2007. "US Faculty Patenting: Inside and Outside the University," NBER Working Papers 13256, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
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  6. Manfred M. Fischer & Attila Varga, 2003. "Spatial knowledge spillovers and university research: Evidence from Austria," The Annals of Regional Science, Springer, vol. 37(2), pages 303-322, 05. [Downloadable!] (restricted)
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This page was last updated on 2009-11-25.


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