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Taxes on Tax-Exempt Bonds

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Author Info
Andrew Ang
Vineer Bhansali
Yuhang Xing
Abstract

Implicit tax rates priced in the cross section of municipal bonds are approximately two to three times as high as statutory income tax rates, with implicit tax rates close to 100% using retail trades and above 70% for interdealer trades. These implied tax rates can be identified on the cross section of municipal bonds because a portion of secondary market municipal bond trades involve income taxes. After valuing the tax payments, market discount bonds, which carry income tax liabilities, trade at yields around 25 basis points higher than comparable municipal bonds not subject to any taxes. The high sensitivities of municipal bond prices to tax rates can be traced to individual retail traders dominating dealers and other institutions.

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Paper provided by National Bureau of Economic Research, Inc in its series NBER Working Papers with number 14496.

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Date of creation: Nov 2008
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Handle: RePEc:nbr:nberwo:14496

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Find related papers by JEL classification:
G12 - Financial Economics - - General Financial Markets - - - Asset Pricing
G28 - Financial Economics - - Financial Institutions and Services - - - Government Policy and Regulation
H20 - Public Economics - - Taxation, Subsidies, and Revenue - - - General
H24 - Public Economics - - Taxation, Subsidies, and Revenue - - - Personal Income and Other Nonbusiness Taxes and Subsidies

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  1. Francis A. Longstaff, 2009. "Municipal Debt and Marginal Tax Rates: Is there a Tax Premium in Asset Prices?," NBER Working Papers 14687, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
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