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A Comparison of Methodologies in Empirical General Equilibrium Models ofTaxation

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Author Info
Don Fullerton
Yolanda K. Henderson
John B. Shoven

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Abstract

Computational general equilibrium models have proven useful in the area of long run analysis of alternative tax policies. A sizable number of studies have been completed which examine policies such as a value-added tax, corporate and personal income tax integration, a consumption or expenditure tax, housing subsidies, and inflation indexation.. This paper reviews the methodologies used in these models. We focus on eight specific models and review in turn: levels of disaggregation, specification of the foreign sector, financial modeling, the measurement of effective tax rates, heterogeneity and imperfect mobility, factor supply, treatment of the government budget, and technical issues associated with implementation. The paper includes some new experiments in connection with simulations of integration of the personal and corporate income tax systems in the United States. We compare the resulting welfare gains in models with different levels of disaggregation, and we discuss alternative justifications for specific disaggregations. We also examine the sensitivity of results to alternative specifications of households' endowments of labor and leisure. Our survey underscores the importance of the assumed elasticities of labor supply with respect to the net of tax wage, and of saving with respect to the net of tax rate of return. Unfortunately, these are also parameters for which there is not a consensus in the economics profession. The survey finds that there are several aspects of modeling that are especially ripe for further progress: the roles of government and business financial decisions, the dynamics of a life-cycle approach, and the measurement of incentive tax and transfer rates.

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Paper provided by National Bureau of Economic Research, Inc in its series NBER Working Papers with number 0911.

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Date of creation: Aug 1984
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Handle: RePEc:nbr:nberwo:0911

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Please report citation or reference errors to , or , if you are the registered author of the cited work, log in to your RePEc Author Service profile, click on "citations" and make appropriate adjustments.:
  1. Boadway, Robin, 1979. "Long-run Tax Incidence: A Comparative Dynamic Approach," Review of Economic Studies, Blackwell Publishing, vol. 46(3), pages 505-11, July. [Downloadable!] (restricted)
  2. Alan J. Auerbach & Laurence J. Kotlikoff, 1983. "National Savings, Economic Welfare, and the Structure of Taxation," NBER Chapters, in: Behavioral Simulation Methods in Tax Policy Analysis, pages 459-498 National Bureau of Economic Research, Inc. [Downloadable!]
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  3. Ballentine, J Gregory, 1978. "The Incidence of a Corporation Income Tax in a Growing Economy," Journal of Political Economy, University of Chicago Press, vol. 86(5), pages 863-75, October. [Downloadable!] (restricted)
  4. Ballentine, J Gregory & McLure, Charles E, Jr, 1980. "Taxation and Corporate Financial Policy," The Quarterly Journal of Economics, MIT Press, vol. 94(2), pages 351-72, March. [Downloadable!] (restricted)
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  5. Ballentine, J Gregory & Eris, Ibrahim, 1975. "On the General Equilibrium Analysis of Tax Incidence," Journal of Political Economy, University of Chicago Press, vol. 83(3), pages 633-44, June. [Downloadable!] (restricted)
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  1. Giesecke, James A. & Tran, Nhi Hoang, 2009. "Modelling value-added tax in the presence of multiproduction and differentiated exemptions," MPRA Paper 13914, University Library of Munich, Germany. [Downloadable!]
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  2. Bernd Mettelsiefen, 1991. "Dynamic Effects of Tax Policy. Instruments in West Germany," Swiss Journal of Economics and Statistics (SJES), Swiss Society of Economics and Statistics (SSES), vol. 127(II), pages 141-179, June. [Downloadable!]
  3. Joel Slemrod, 1984. "A General Equilibrium Model of Taxation That Uses Micro-Unit Data: Withan Application to the Impact of Instituting a Flat-Rate Income Tax," NBER Working Papers 1461, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
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